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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
PP
1076
PrairieView Partners
Minnesota
$459K +$2.51K +17 +0.5%
NG
1077
Northstar Group
New York
$458K – – –
CI
1078
CX Institutional
Indiana
$458K +$441K +2,988 +2,668%
FB
1079
Fulton Bank
Pennsylvania
$457K -$19.2K -130 -4%
BCA
1080
Bay Colony Advisors
Massachusetts
$457K +$5.99K +42 +1%
CB
1081
CNB Bank
Pennsylvania
$454K -$6.35K -43 -1%
NPPM
1082
North Point Portfolio Managers
Ohio
$454K – – –
VCWA
1083
Vanguard Capital Wealth Advisors
Colorado
$454K +$591 +4 +0.1%
LAM
1084
L2 Asset Management
Massachusetts
$454K +$454K +3,074 New
BCWM
1085
Blue Chip Wealth Management
Florida
$453K -$109K -741 -19%
SMFS
1086
Squar Milner Financial Services
California
$451K -$44.3K -300 -9%
WP
1087
WealthSource Partners
California
$447K -$144K -976 -24%
CTA
1088
Chesley Taft & Associates
Illinois
$447K +$148 +1 +0%
1IA
1089
1834 Investment Advisors
Wisconsin
$446K -$123K -834 -22%
RWM
1090
Ritholtz Wealth Management
New York
$446K +$10.8K +73 +2%
AWA
1091
Arkadios Wealth Advisors
Georgia
$445K +$445K +3,182 New
VF
1092
Virtu Financial
New York
$444K -$194K -1,317 -30%
IIC
1093
Ironwood Investment Counsel
Arizona
$444K +$7.08K +48 +2%
GW
1094
GW & Wade
Massachusetts
$443K -$68.1K -461 -13%
SACTSONJ
1095
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$443K – – –
SCA
1096
Sippican Capital Advisors
Massachusetts
$443K – – –
WMG
1097
WESCAP Management Group
California
$443K – – –
ACM
1098
Aljian Capital Management
Nevada
$443K – – –
OPS
1099
Orion Portfolio Solutions
Nebraska
$443K +$443K +2,999 New
FNBSF
1100
First National Bank Sioux Falls
South Dakota
$442K +$48K +325 +12%
42 43
44
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