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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCB
1076
Brian C. Broderick
$406K +$22.1K +174 +6%
UF
1077
Univest Financial
Pennsylvania
$404K -$9.03K -71 -2%
VIA
1078
Vident Investment Advisory
Georgia
$404K +$404K +3,180 New
NG
1079
Northstar Group
New York
$403K +$1.65K +13 +0.4%
FWP
1080
FAS Wealth Partners
Kansas
$402K -$56.7K -447 -12%
PFA
1081
Pathway Financial Advisors
Vermont
$402K – – –
HCM
1082
Hilton Capital Management
New York
$398K +$20.7K +163 +5%
TNB
1083
Thomasville National Bank
Georgia
$397K – – –
EAM
1084
Evanson Asset Management
California
$397K +$29.1K +229 +8%
AF
1085
Affiance Financial
Minnesota
$395K – – –
WCM
1086
Weatherstone Capital Management
Colorado
$392K +$392K +2,571 New
NPPM
1087
North Point Portfolio Managers
Ohio
$391K – – –
XS
1088
XR Securities
Illinois
$388K -$67.8K -534 -15%
DI
1089
Diligent Investors
California
$387K +$63.6K +500 +20%
DW
1090
Domani Wealth
Pennsylvania
$386K +$1.02K +8 +0.3%
HCA
1091
Heck Capital Advisors
Wisconsin
$385K – – –
PA
1092
Probity Advisors
Texas
$385K +$385K +3,029 New
LB
1093
Landmark Bank
Missouri
$382K – – –
SBL
1094
Sargent Bickham Lagudis
Colorado
$382K +$15.9K +125 +4%
SCA
1095
Sippican Capital Advisors
Massachusetts
$381K – – –
CA
1096
Cullinan Associates
Kentucky
$381K +$25.4K +200 +7%
SMH
1097
Sanders Morris Harris
Texas
$381K +$112K +880 +42%
AA
1098
Ancora Advisors
Ohio
$380K -$25.4K -200 -6%
CTA
1099
Chesley Taft & Associates
Illinois
$379K -$27.2K -214 -7%
SAM
1100
SignalPoint Asset Management
Missouri
$379K +$29.9K +235 +9%
42 43
44
45 46