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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
1076
Waverly Advisors
Alabama
$26K +$2.84K +36 +12%
ANBT
1077
American National Bank & Trust
Texas
$24K +$24K +300 New
MBT
1078
Monroe Bank & Trust
Michigan
$24K +$24K +300 New
MPWT
1079
MassMutual Private Wealth & Trust
Connecticut
$20.3K +$7.2K +90 +55%
FMT
1080
First Mercantile Trust
Tennessee
$20K – – –
RFS
1081
Rockefeller Financial Services
New York
$19K -$3.96K -50 -17%
CFG
1082
CKW Financial Group
Hawaii
$19K – – –
NCM
1083
Nelson Capital Management
California
$17K – – –
KPCM
1084
Kings Point Capital Management
New York
$16K +$16K +200 New
PIM
1085
Parasol Investment Management
Illinois
$14K – – –
JG
1086
Jefferies Group
New York
$12K -$6.46M -80,710 -100%
FMP
1087
Financial Management Professionals
Texas
$12K – – –
MCA
1088
Mercer Capital Advisers
New Jersey
$12K – – –
SC
1089
Searle & Co
Connecticut
$10K – – –
CAL
1090
Capital Advisors Ltd
Ohio
$10K – – –
LWM
1091
LBA Wealth Management
Florida
$10K – – –
GWS
1092
Glassman Wealth Services
Virginia
$10K – – –
OC
1093
Oakworth Capital
Alabama
$9K – – –
BKA
1094
Brick & Kyle Associates
Pennsylvania
$8K -$16K -200 -67%
BCM
1095
Blume Capital Management
California
$8K -$16K -200 -67%
FWC
1096
First Washington Corp
Washington
$8K – – –
CHP
1097
Cable Hill Partners
Oregon
$8K – – –
UFA
1098
US Financial Advisors
Massachusetts
$8K +$8K +100 New
BL
1099
Balentine LLC
Georgia
$8K +$8K +101 New
UB
1100
UMB Bank
Missouri
$6.56K -$2.83K -35,329 -30%
42 43
44
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