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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
OPS
1051
Orion Portfolio Solutions
Nebraska
$401K +$13.4K +113 +4%
CCMG
1052
Clark Capital Management Group
Pennsylvania
$400K -$343K -2,894 -48%
CBT
1053
Capital Bank & Trust
California
$400K -$1.19K -10 -0.3%
GTAM
1054
Global Trust Asset Management
Florida
$400K +$5.22K +44 +1%
TC
1055
TownSquare Capital
Utah
$398K -$4.98K -42 -1%
PP
1056
PrairieView Partners
Minnesota
$398K +$2.49K +21 +0.7%
WCM
1057
Windsor Capital Management
Arizona
$396K +$18K +152 +5%
PAS
1058
Park Avenue Securities
New York
$396K +$371K +3,130 New
SG Americas Securities
1059
SG Americas Securities
New York
$395K -$1.92M -16,162 -84%
LWCFA
1060
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$394K -$84.4K -712 -19%
AF
1061
Affiance Financial
Minnesota
$393K
NP
1062
NorthRock Partners
Minnesota
$391K +$30.1K +254 +9%
PCIA
1063
Prime Capital Investment Advisors
Kansas
$390K -$1.17M -9,856 -76%
NPPM
1064
North Point Portfolio Managers
Ohio
$389K
PWPS
1065
Pinnacle Wealth Planning Services
Ohio
$389K +$62.8K +530 +21%
AF
1066
Arrow Financial
New York
$387K -$14.2K -120 -4%
PP
1067
Patten & Patten
Tennessee
$387K +$105K +887 +41%
IWA
1068
Intercontinental Wealth Advisors
Texas
$387K +$363K +3,063 New
JT
1069
Jump Trading
Illinois
$386K +$362K +3,053 New
NB
1070
Nicolet Bankshares
Wisconsin
$383K -$53.9K -455 -13%
TWI
1071
Thomas White International
Illinois
$381K
First Manhattan
1072
First Manhattan
New York
$381K +$34.3K +289 +11%
CCG
1073
Ceeto Capital Group
Florida
$380K -$20.5K -173 -5%
SACTSONJ
1074
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$380K
MHIC
1075
Marble Harbor Investment Counsel
Massachusetts
$380K +$11.9K +100 +3%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.