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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HWP
1051
Hefty Wealth Partners
Indiana
$35K +$35K +400 New
AC
1052
Alexandria Capital
Virginia
$34K – – –
AA
1053
AlphaMark Advisors
Kentucky
$33K -$71.4K -803 -68%
M
1054
MOTCO
Texas
$33K – – –
ARMC
1055
American Research & Management Company
Massachusetts
$31K – – –
CCMW
1056
Cypress Capital Management (Wyoming)
Wyoming
$29.4K – – –
VOYA Investment Management
1057
VOYA Investment Management
Georgia
$27.6K -$1.47K -16,573 -5%
KLI
1058
Kelman-Lazarov Inc
Tennessee
$26.3K – – –
VCM
1059
Versant Capital Management
Arizona
$26K -$86 -1 -0.3%
SIC
1060
Salem Investment Counselors
North Carolina
$24K -$3.57K -4,026 -13%
FMT
1061
First Mercantile Trust
Tennessee
$22K – – –
HCM
1062
Horrell Capital Management
Arkansas
$20K – – –
KPCM
1063
Kings Point Capital Management
New York
$18K – – –
ANBT
1064
American National Bank & Trust
Texas
$18K +$12.7K +140 +237%
LWM
1065
LBA Wealth Management
Florida
$16K – – –
GAM
1066
Gemmer Asset Management
California
$16K – – –
IR
1067
Invictus RG
Bermuda
$16K +$16K +185 New
PCP
1068
Proficio Capital Partners
Massachusetts
$15K – – –
LCS
1069
Levin Capital Strategies
New York
$14.1K +$10.5K +117,805 +289%
WA
1070
Winfield Associates
Ohio
$14K – – –
MCA
1071
Mercer Capital Advisers
New Jersey
$13K – – –
CBT
1072
Central Bank & Trust
Kentucky
$13K – – –
ECM
1073
Exchange Capital Management
Michigan
$11K – – –
TCM
1074
Tradewinds Capital Management
Washington
$11K +$89 +1 +0.8%
LCM
1075
Liberty Capital Management
Michigan
$11K +$11K +130 New
41 42
43
44 45