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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
MME
1051
Meag Munich Ergo
Germany
$222K – – –
JWBC
1052
J.W. Burns & Co
New York
$220K – – –
YMRC
1053
Yorktown Management & Research Company
Virginia
$220K – – –
BRA
1054
Bender Robert & Associates
California
$220K +$18.7K +205 +9%
FWM
1055
Frontier Wealth Management
Missouri
$220K +$220K +2,400 New
SRAM
1056
Stone Ridge Asset Management
New York
$220K +$220K +2,400 New
MIH
1057
Madison Investment Holdings
Wisconsin
$220K +$220K +2,400 New
PI
1058
Pettee Investors
Connecticut
$219K – – –
CFA
1059
CT Financial Advisors
Pennsylvania
$218K +$218K +2,380 New
BST
1060
Bath Savings Trust
Maine
$216K – – –
RSVP
1061
Ramsay Stattman Vela & Price
Colorado
$216K – – –
TC
1062
TradeLink Capital
Illinois
$215K -$92K -1,005 -30%
BIC
1063
Beach Investment Counsel
Pennsylvania
$215K – – –
SFSG
1064
Stearns Financial Services Group
North Carolina
$215K +$458 +5 +0.2%
IH
1065
IFC Holdings
Florida
$214K -$38.9K -415 -15%
VNA
1066
Valley National Advisers
Pennsylvania
$214K +$214K +2,360 New
HS
1067
Huntington Steele
Pennsylvania
$213K -$20.2K -221 -9%
GT
1068
Greenleaf Trust
Michigan
$213K – – –
HCA
1069
Horan Capital Advisors
Ohio
$213K +$642 +7 +0.3%
NEPWA
1070
New England Private Wealth Advisors
Massachusetts
$213K +$213K +2,324 New
CG
1071
Colony Group
Massachusetts
$210K -$18.3K -200 -8%
MGAM
1072
McGowan Group Asset Management
Texas
$210K +$210K +2,297 New
ASN
1073
Advisory Services Network
Georgia
$209K -$22.5K -268 -10%
IC
1074
Intersect Capital
California
$208K +$208K +2,269 New
VF
1075
Virtu Financial
New York
$206K -$154K -1,681 -43%
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