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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BRM
1026
Boston Research & Management
Massachusetts
$547K +$37.2K +250 +7%
RM
1027
Resource Management
Louisiana
$545K -$9.1K -61 -2%
RG
1028
Rikoon Group
New Mexico
$543K -$14.5K -97 -3%
WEC
1029
Winslow Evans & Crocker
Massachusetts
$543K -$4.17K -28 -0.8%
CWM
1030
Circle Wealth Management
New Jersey
$542K +$2.24K +15 +0.4%
PCA
1031
Personal Capital Advisors
California
$542K +$50.6K +339 +10%
KFA
1032
Kelleher Financial Advisors
New York
$541K +$38.6K +259 +8%
LSAG
1033
Lake Street Advisors Group
New Hampshire
$540K +$24.1K +162 +5%
WC
1034
Weil Company
California
$539K +$539K +3,613 New
TCM
1035
Teza Capital Management
Illinois
$538K +$538K +3,607 New
HIIFS
1036
Harel Insurance Investments & Financial Services
Israel
$537K +$14.6K +98 +3%
SAA
1037
Southeast Asset Advisors
Georgia
$536K +$1.49K +10 +0.3%
GG
1038
Gleason Group
Kentucky
$536K +$3.88K +26 +0.7%
TNB
1039
Thomasville National Bank
Georgia
$532K +$1.49K +10 +0.3%
MFG
1040
Menard Financial Group
Texas
$531K +$6.27K +42 +1%
CT
1041
Cambridge Trust
Massachusetts
$531K +$13.7K +92 +3%
PAMG
1042
Patton Albertson Miller Group
Tennessee
$530K – – –
OPS
1043
Orion Portfolio Solutions
Nebraska
$530K +$57.7K +387 +12%
CIA
1044
Choate Investment Advisors
Massachusetts
$529K – – –
AAM
1045
Auxier Asset Management
Oregon
$528K -$48.5K -325 -8%
MBT
1046
Montecito Bank & Trust
California
$524K – – –
DAM
1047
Diamant Asset Management
Connecticut
$524K – – –
PL
1048
Perpetual Ltd
Australia
$522K – – –
SCA
1049
Sippican Capital Advisors
Massachusetts
$522K +$3.73K +25 +0.7%
APG
1050
Abacus Planning Group
South Carolina
$520K – – –
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