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Caterpillar
CAT

Overview Fund Activity

2,267 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,267
Holders Change
-5
Holders Change %
-0.22%
% of All Funds
36.28%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
166
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
DZ Bank
Germany
+$332M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$234M
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$172M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$155M
5
Renaissance Technologies
Renaissance Technologies
New York
+$154M

Top Sellers

1
M1FG
Mach-1 Financial Group
Arkansas
-$827M
2
Citadel Advisors
Citadel Advisors
Florida
-$447M
3
Barclays
Barclays
United Kingdom
-$295M
4
BlackRock
BlackRock
New York
-$277M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$198M
Name Holding Trade Value Shares
Change 		Shares
Change %
VIA
1001
Vident Investment Advisory
Georgia
$1.35M +$208K +910 +18%
SAM
1002
Sequent Asset Management
Texas
$1.34M – – –
DWA
1003
Dorsey Wright & Associates
California
$1.34M +$1.34M +5,858 New
WTB
1004
Washington Trust Bank
Washington
$1.34M -$97.3K -425 -7%
TNA
1005
True North Advisors
Texas
$1.34M -$5.03K -22 -0.4%
BMC
1006
Beaton Management Company
Massachusetts
$1.33M -$18.3K -80 -1%
BFA
1007
Benedict Financial Advisors
Georgia
$1.33M +$1.04M +4,524 +351%
AAM
1008
Aureus Asset Management
Massachusetts
$1.33M +$458 +2 +0%
ESB
1009
Essex Savings Bank
Connecticut
$1.32M -$87K -380 -6%
SIG
1010
Stonegate Investment Group
Alabama
$1.32M -$24.3K -106 -2%
DPIM
1011
Duff & Phelps Investment Management
Illinois
$1.32M – – –
AWA
1012
Arete Wealth Advisors
Illinois
$1.31M +$26.6K +116 +2%
MWM
1013
Massachusetts Wealth Management
Massachusetts
$1.31M -$28.6K -125 -2%
SG Americas Securities
1014
SG Americas Securities
New York
$1.31M +$939K +4,100 +256%
GIP
1015
Granite Investment Partners
California
$1.3M +$506K +2,210 +63%
CWP
1016
CFM Wealth Partners
Texas
$1.3M +$43.5K +190 +3%
SIA
1017
Schechter Investment Advisors
Michigan
$1.3M +$17.9K +78 +1%
CCA
1018
Cobblestone Capital Advisors
New York
$1.3M -$22.9K -100 -2%
DFA
1019
DHJJ Financial Advisors
Illinois
$1.29M -$449K -1,960 -26%
CFGS
1020
Concourse Financial Group Securities
Alabama
$1.29M -$47.1K -206 -4%
CCIA
1021
Campbell & Co Investment Adviser
Maryland
$1.29M +$898K +3,923 +231%
PIM
1022
Penobscot Investment Management
Massachusetts
$1.28M – – –
BFG
1023
Barber Financial Group
Kansas
$1.28M +$3.2K +14 +0.3%
SFFS
1024
Stonehage Fleming Financial Services
Jersey
$1.28M – – –
DLA
1025
Douglas Lane & Associates
New York
$1.27M -$63.2K -276 -5%
39 40
41
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