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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
GG
1001
Gleason Group
Kentucky
$396K +$696 +6 +0.2%
LWP
1002
Legacy Wealth Partners
California
$395K +$77.3K +665 +24%
ACG
1003
Allen Capital Group
Nebraska
$394K -$47.9K -413 -11%
SC
1004
SouthState Corp
Florida
$393K -$51.4K -443 -12%
WWM
1005
Western Wealth Management
Colorado
$391K +$42.7K +364 +12%
SAM
1006
SignalPoint Asset Management
Missouri
$391K +$54.2K +467 +16%
SBSB
1007
Sullivan, Bruyette, Speros & Blaney
Virginia
$390K +$67K +577 +21%
SMFS
1008
Squar Milner Financial Services
California
$389K +$34.8K +300 +10%
SVWAG
1009
Sound View Wealth Advisors Group
Georgia
$388K -$2.9K -25 -0.7%
GVAG
1010
Great Valley Advisor Group
Delaware
$387K -$254K -2,188 -40%
WI
1011
Wintrust Investments
Illinois
$387K – – –
VAS
1012
Vestmark Advisory Solutions
Massachusetts
$387K +$387K +3,336 New
DBIA
1013
Dumont & Blake Investment Advisors
New Jersey
$385K -$6.96K -60 -2%
EWM
1014
Empirical Wealth Management
Washington
$385K +$21.8K +188 +6%
RIA
1015
Realta Investment Advisors
Delaware
$383K -$227K -1,958 -37%
AA
1016
AF Advisors
California
$383K – – –
THWM
1017
Taylor Hoffman Wealth Management
Virginia
$382K -$55.4K -478 -13%
AT
1018
Arden Trust
Delaware
$380K -$41K -353 -10%
CAAS
1019
Capital Asset Advisory Services
Michigan
$379K +$18.9K +179 +5%
CST
1020
Charles Schwab Trust
Nevada
$378K -$80.1K -690 -17%
SCA
1021
Sippican Capital Advisors
Massachusetts
$377K +$29K +250 +8%
HIA
1022
Harbor Investment Advisory
Maryland
$377K +$42K +362 +13%
HCA
1023
Heck Capital Advisors
Wisconsin
$374K +$151K +1,297 +67%
PFA
1024
Pathway Financial Advisors
Vermont
$374K – – –
AWA
1025
Arkadios Wealth Advisors
Georgia
$372K +$2.79K +24 +0.8%
39 40
41
42 43