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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
1001
Oarsman Capital
Wisconsin
$561K +$43.6K +295 +8%
ST
1002
Smithfield Trust
Pennsylvania
$560K -$31.5K -213 -5%
BMC
1003
Benin Management Corp
Connecticut
$559K – – –
CHA
1004
Carmichael Hill & Associates
Maryland
$559K +$26.7K +181 +5%
THWM
1005
Taylor Hoffman Wealth Management
Virginia
$557K – – –
BHIA
1006
Birch Hill Investment Advisors
Massachusetts
$555K – – –
BFA
1007
Beacon Financial Advisory
Ohio
$554K +$554K +3,756 New
SIAP
1008
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$553K +$354K +2,401 +179%
AC
1009
Arjuna Capital
North Carolina
$553K +$553K +3,743 New
First Manhattan
1010
First Manhattan
New York
$550K -$16.7K -113 -3%
WLIM
1011
White Lighthouse Investment Management
Massachusetts
$546K – – –
RM
1012
Resource Management
Louisiana
$544K -$50.7K -343 -9%
PAS
1013
Park Avenue Securities
New York
$543K +$86.3K +584 +19%
1832 Asset Management
1014
1832 Asset Management
Ontario, Canada
$539K -$20.5K -164 -4%
SFG
1015
SNS Financial Group
Minnesota
$539K +$23.5K +159 +5%
Acadian Asset Management
1016
Acadian Asset Management
Massachusetts
$539K +$459K +3,110 +575%
MCM
1017
MAI Capital Management
Ohio
$535K -$354K -2,399 -40%
AT
1018
Arden Trust
Delaware
$535K -$253K -1,715 -32%
LMAM
1019
Legg Mason Asset Management
Japan
$533K -$70.1K -465 -12%
VWM
1020
Vigilare Wealth Management
Arizona
$531K +$531K +4,095 New
TNB
1021
Thomasville National Bank
Georgia
$529K +$55.4K +375 +12%
PFBT
1022
Parkside Financial Bank & Trust
Missouri
$528K +$70.6K +478 +15%
VC
1023
Vicus Capital
Pennsylvania
$526K -$174K -1,178 -25%
WC
1024
Westhampton Capital
North Carolina
$526K -$118K -800 -18%
BAM
1025
Blueshift Asset Management
New Jersey
$526K +$526K +3,565 New
39 40
41
42 43