We are live on ! Find out more
CAT icon

Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1001
Avior Wealth Management
Nebraska
$559K
FNBSF
1002
First National Bank Sioux Falls
South Dakota
$559K
SWM
1003
SVA Wealth Management
Wisconsin
$555K
FWP
1004
FAS Wealth Partners
Kansas
$551K +$14.4K +102 +3%
PFM
1005
Parsec Financial Management
North Carolina
$550K
VHAM
1006
Van Hulzen Asset Management
California
$550K +$215K +1,520 +73%
CA
1007
Cynosure Advisors
Utah
$549K -$420K -2,968 -45%
NB
1008
Nicolet Bankshares
Wisconsin
$548K
WMG
1009
WESCAP Management Group
California
$548K
TTWM
1010
TCV Trust & Wealth Management
Virginia
$548K +$3.54K +25 +0.7%
XS
1011
XR Securities
Illinois
$547K +$86.3K +610 +20%
MWAC
1012
Mariner Wealth Advisors (Cincinnati)
Ohio
$543K -$347K -2,453 -41%
WDA
1013
Wendell David Associates
New Hampshire
$542K
ERIM
1014
Eagle Ridge Investment Management
Connecticut
$539K
CFGS
1015
Concourse Financial Group Securities
Alabama
$538K +$499K +3,531 New
KFA
1016
Kelleher Financial Advisors
New York
$537K +$141 +1 +0%
TI
1017
Trexquant Investment
Connecticut
$536K -$3.62M -25,593 -88%
SFG
1018
Summit Financial Group
West Virginia
$531K -$10.6K -75 -2%
APG
1019
Abacus Planning Group
South Carolina
$530K
NCMW
1020
Northern Capital Management (Wisconsin)
Wisconsin
$530K
MBT
1021
Montecito Bank & Trust
California
$529K -$189K -1,339 -28%
FFA
1022
First Foundation Advisors
California
$529K +$61.1K +432 +14%
SFG
1023
SNS Financial Group
Minnesota
$526K -$4.81K -34 -1%
SIA
1024
Sit Investment Associates
Minnesota
$525K
DJSG
1025
D.J. St. Germain
Massachusetts
$523K -$4.95K -35 -1%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.