CAT icon

Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
1001
SVA Wealth Management
Wisconsin
$555K – – –
FWP
1002
FAS Wealth Partners
Kansas
$551K +$15.6K +102 +3%
PFM
1003
Parsec Financial Management
North Carolina
$550K – – –
VHAM
1004
Van Hulzen Asset Management
California
$550K +$232K +1,520 +73%
CA
1005
Cynosure Advisors
Utah
$549K -$453K -2,968 -45%
WMG
1006
WESCAP Management Group
California
$548K – – –
NB
1007
Nicolet Bankshares
Wisconsin
$548K – – –
TTWM
1008
TCV Trust & Wealth Management
Virginia
$548K +$3.81K +25 +0.7%
XS
1009
XR Securities
Illinois
$547K +$93K +610 +20%
MWAC
1010
Mariner Wealth Advisors (Cincinnati)
Ohio
$543K -$374K -2,453 -41%
WDA
1011
Wendell David Associates
New Hampshire
$542K – – –
ERIM
1012
Eagle Ridge Investment Management
Connecticut
$539K – – –
CFGS
1013
Concourse Financial Group Securities
Alabama
$538K +$538K +3,531 New
KFA
1014
Kelleher Financial Advisors
New York
$537K +$152 +1 +0%
TI
1015
Trexquant Investment
Connecticut
$536K -$3.91M -25,593 -88%
SFG
1016
Summit Financial Group
West Virginia
$531K -$11.4K -75 -2%
NCMW
1017
Northern Capital Management (Wisconsin)
Wisconsin
$530K – – –
APG
1018
Abacus Planning Group
South Carolina
$530K – – –
MBT
1019
Montecito Bank & Trust
California
$529K -$204K -1,339 -28%
FFA
1020
First Foundation Advisors
California
$529K +$65.9K +432 +14%
SFG
1021
SNS Financial Group
Minnesota
$526K -$5.18K -34 -1%
SIA
1022
Sit Investment Associates
Minnesota
$525K – – –
DJSG
1023
D.J. St. Germain
Massachusetts
$523K -$5.34K -35 -1%
AC
1024
Abbrea Capital
California
$522K +$19.8K +130 +4%
WCM
1025
Whitener Capital Management
North Carolina
$521K +$15.2K +100 +3%
39 40
41
42 43