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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1001
AssetMark Inc
California
$512K +$18.8K +126 +3%
PCG
1002
Private Capital Group
Connecticut
$509K +$54.1K +362 +11%
BHBT
1003
Burke & Herbert Bank & Trust
Virginia
$506K
CIAS
1004
Capital Investment Advisory Services
North Carolina
$503K -$28.7K -192 -5%
WLIM
1005
White Lighthouse Investment Management
Massachusetts
$502K
AF
1006
Advisornet Financial
Minnesota
$499K +$16.9K +113 +3%
AWM
1007
Avior Wealth Management
Nebraska
$498K +$321K +2,149 +137%
FNBSF
1008
First National Bank Sioux Falls
South Dakota
$497K -$9.71K -65 -2%
HB
1009
Homrich & Berg
Georgia
$495K -$2.54M -16,987 -82%
SWM
1010
SVA Wealth Management
Wisconsin
$494K +$222K +1,485 +69%
PFM
1011
Parsec Financial Management
North Carolina
$489K -$46.9K -314 -8%
WMG
1012
WESCAP Management Group
California
$488K
NB
1013
Nicolet Bankshares
Wisconsin
$487K
SMFS
1014
Squar Milner Financial Services
California
$487K
TTWM
1015
TCV Trust & Wealth Management
Virginia
$484K +$59.8K +400 +13%
SFG
1016
Summit Financial Group
West Virginia
$483K -$3.73K -25 -0.7%
WDA
1017
Wendell David Associates
New Hampshire
$482K
ERIM
1018
Eagle Ridge Investment Management
Connecticut
$479K
KFA
1019
Kelleher Financial Advisors
New York
$478K -$747 -5 -0.1%
BSW
1020
Buckingham Strategic Wealth
Missouri
$478K +$198K +1,324 +60%
CWA
1021
Clarus Wealth Advisors
Arizona
$477K
FWP
1022
FAS Wealth Partners
Kansas
$476K +$149 +1 +0%
Fuller & Thaler Asset Management
1023
Fuller & Thaler Asset Management
California
$475K
SFG
1024
SNS Financial Group
Minnesota
$473K
APG
1025
Abacus Planning Group
South Carolina
$471K +$23K +154 +5%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.