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Caterpillar
CAT

Overview Fund Activity

1,511 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 583 increasing their positions, 542 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,511
Holders Change
+7
Holders Change %
+0.47%
% of All Funds
34.64%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
583
Reduced
542
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$119M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$93M
3
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$82.1M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$76.4M
5
Citadel Advisors
Citadel Advisors
Florida
+$75.3M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
2
EVM
Eaton Vance Management
Massachusetts
-$192M
3
Goldman Sachs
Goldman Sachs
New York
-$152M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$119M
5
TCIM
TIAA CREF Investment Management
New York
-$108M
Name Holding Trade Value Shares
Change 		Shares
Change %
BHBT
1001
Burke & Herbert Bank & Trust
Virginia
$506K – – –
CIAS
1002
Capital Investment Advisory Services
North Carolina
$503K -$26.1K -192 -5%
WLIM
1003
White Lighthouse Investment Management
Massachusetts
$502K – – –
AF
1004
Advisornet Financial
Minnesota
$499K +$15.3K +113 +3%
AWM
1005
Avior Wealth Management
Nebraska
$498K +$288K +2,149 +137%
FNBSF
1006
First National Bank Sioux Falls
South Dakota
$497K -$8.82K -65 -2%
HB
1007
Homrich & Berg
Georgia
$495K -$2.3M -16,987 -82%
SWM
1008
SVA Wealth Management
Wisconsin
$494K +$201K +1,485 +69%
PFM
1009
Parsec Financial Management
North Carolina
$489K -$42.6K -314 -8%
WMG
1010
WESCAP Management Group
California
$488K – – –
SMFS
1011
Squar Milner Financial Services
California
$487K – – –
NB
1012
Nicolet Bankshares
Wisconsin
$487K – – –
TTWM
1013
TCV Trust & Wealth Management
Virginia
$484K +$54.3K +400 +13%
SFG
1014
Summit Financial Group
West Virginia
$483K -$3.39K -25 -0.7%
WDA
1015
Wendell David Associates
New Hampshire
$482K – – –
ERIM
1016
Eagle Ridge Investment Management
Connecticut
$479K – – –
KFA
1017
Kelleher Financial Advisors
New York
$478K -$678 -5 -0.1%
BSW
1018
Buckingham Strategic Wealth
Missouri
$478K +$180K +1,324 +60%
CWA
1019
Clarus Wealth Advisors
Arizona
$477K – – –
FWP
1020
FAS Wealth Partners
Kansas
$476K +$136 +1 +0%
Fuller & Thaler Asset Management
1021
Fuller & Thaler Asset Management
California
$475K – – –
SFG
1022
SNS Financial Group
Minnesota
$473K – – –
APG
1023
Abacus Planning Group
South Carolina
$471K +$20.9K +154 +5%
NCMW
1024
Northern Capital Management (Wisconsin)
Wisconsin
$471K +$471K +3,475 New
DJSG
1025
D.J. St. Germain
Massachusetts
$470K +$4.75K +35 +1%
39 40
41
42 43