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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
IWM
1001
Integrated Wealth Management
California
$111K +$28.5K +320 +35%
EFSCE
1002
Enterprise Financial Services Corp (EFSC)
Missouri
$107K +$7.02K +79 +7%
CSS
1003
Cubist Systematic Strategies
Connecticut
$107K +$107K +1,208 New
QCG
1004
Quadrant Capital Group
Ohio
$106K +$5.37K +65 +5%
RPG
1005
Risk Paradigm Group
Texas
$104K – – –
FIB
1006
First Interstate Bank
Montana
$103K -$4.69K -53 -4%
HCA
1007
Harbour Capital Advisors
Virginia
$102K +$102K +1,150 New
PMFA
1008
Plante Moran Financial Advisors
Michigan
$100K +$44.4K +500 +80%
PG
1009
Patten Group
Tennessee
$99.9K +$435 +5 +0.4%
KLWA
1010
Kelly Lawrence W & Associates
California
$98K – – –
LNB
1011
Ledyard National Bank
$95K -$3.57K -40 -4%
FANJ
1012
Financial Architects (New Jersey)
New Jersey
$94K -$19.8K -224 -17%
JIC
1013
Joel Isaacson & Co
New York
$87K +$89 +1 +0.1%
VIA
1014
Vantage Investment Advisors
Pennsylvania
$82K -$31.7K -359 -28%
EDRE
1015
Edmond de Rothschild (Europe)
Luxembourg
$80K -$127K -1,430 -61%
CAW
1016
Cornerstone Advisors (Washington)
Washington
$79K +$60.5K +678 +328%
CP
1017
Corbenic Partners
Pennsylvania
$78K – – –
RFA
1018
Reilly Financial Advisors
California
$78K +$26.7K +300 +52%
EWM
1019
Elite Wealth Management
Washington
$78K +$78K +883 New
CCM
1020
Cribstone Capital Management
Maine
$75K – – –
GI
1021
Gradient Investments
Minnesota
$75K +$13.6K +153 +22%
MFW
1022
Mosaic Family Wealth
Missouri
$73K -$197K -2,200 -73%
AWM
1023
AllSquare Wealth Management
New York
$70K – – –
WIC
1024
Woodmont Investment Counsel
Tennessee
$68K +$68K +770 New
AF
1025
Allworth Financial
California
$63K -$6.69K -75 -10%
39 40
41
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