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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Market Value Shares Shares
Change 		Shares
Change %
AWM
1001
Avior Wealth Management
Nebraska
$38K 563 +1 +0.2%
CPIG
1002
Chicago Partners Investment Group
Illinois
$37K 550 +1 +0.2%
QCG
1003
Quadrant Capital Group
Ohio
$35K 557 -1,018 -65%
AFIA
1004
America First Investment Advisors
Nebraska
$34K 500 – –
OP
1005
Oldfield Partners
United Kingdom
$34K 500 – –
ARMC
1006
American Research & Management Company
Massachusetts
$31K 460 – –
FPB
1007
First PREMIER Bank
South Dakota
$31K 449 +449 New
PIM
1008
Parasol Investment Management
Illinois
$28K 415 – –
SFG
1009
Sage Financial Group
Pennsylvania
$27K 400 – –
KA
1010
Klingman & Associates
New York
$27K 400 – –
VCM
1011
Versant Capital Management
Arizona
$27K 405 +405 New
H
1012
Hexavest
Quebec, Canada
$26K 383 – –
HR
1013
Howe & Rusling
New York
$25K 364 -1,000 -73%
M
1014
MOTCO
Texas
$25K 368 -97 -21%
LWM
1015
Lenox Wealth Management
Ohio
$25K 375 +375 New
CBT
1016
Central Bank & Trust
Kentucky
$24K 350 – –
EWM
1017
Edge Wealth Management
New York
$20K 300 -255 -46%
EMA
1018
Efficient Market Advisors
California
$20K 300 – –
TRCT
1019
Tower Research Capital (TRC)
New York
$20K 300 +134 +81%
WAS
1020
WESPAC Advisors SoCal
California
$19K 282 +282 New
Nuveen Asset Management
1021
Nuveen Asset Management
Illinois
$18.4K 271,130 -12,374 -4%
LWM
1022
LBA Wealth Management
Florida
$17K 243 – –
FMT
1023
First Mercantile Trust
Tennessee
$17K 250 – –
NCM
1024
Nelson Capital Management
California
$15K 216 – –
HCM
1025
Horrell Capital Management
Arkansas
$15K 226 – –
39 40
41
42 43