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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
TB
1001
Terril Brothers
Missouri
$268K – – –
ACM
1002
Apex Capital Management
Ohio
$267K – – –
BFIM
1003
Beese Fulmer Investment Management
Ohio
$266K – – –
FIM
1004
Freedom Investment Management
Connecticut
$265K +$35.1K +384 +15%
IMAS
1005
ID Management A/S
Denmark
$265K +$137K +1,500 +107%
AI
1006
Accredited Investors
Minnesota
$262K -$91.7K -998 -26%
FNT
1007
First National Trust
Pennsylvania
$261K +$33.1K +361 +15%
NEAM
1008
New England Asset Management
Connecticut
$260K – – –
MCM
1009
Mengis Capital Management
Oregon
$260K +$260K +2,850 New
STMM
1010
South Texas Money Management
Texas
$258K -$458 -5 -0.2%
AWA
1011
Arete Wealth Advisors
Illinois
$257K -$11.2K -123 -4%
MIAN
1012
Mariner Independent Advisor Network
Kansas
$254K +$254K +2,770 New
CCM
1013
Coldstream Capital Management
Washington
$253K -$16.8K -184 -6%
RT
1014
Reliance Trust
Georgia
$253K -$11.1K -121 -4%
TFA
1015
Toth Financial Advisory
Virginia
$253K +$15K +164 +6%
NPF
1016
Norris Perne & French
Michigan
$253K +$22.9K +250 +10%
CAI
1017
Capital Advisors Inc
Oklahoma
$253K – – –
FFBTD
1018
First Financial Bank - Trust Division
Ohio
$252K -$1.47K -16 -0.6%
JCM
1019
Janney Capital Management
Pennsylvania
$250K -$16K -175 -6%
TF
1020
Tompkins Financial
New York
$248K -$92.7K -1,015 -27%
FMLI
1021
Fukoku Mutual Life Insurance
Japan
$247K – – –
SCM
1022
Salem Capital Management
Massachusetts
$247K – – –
PFSC
1023
Peoples Financial Services Corp
Pennsylvania
$247K – – –
BCA
1024
Bray Capital Advisors
Florida
$247K +$247K +2,700 New
WA
1025
Wealth Architects
California
$247K +$247K +2,704 New
39 40
41
42 43