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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
T
1001
Thomaspartners
Massachusetts
$233K +$4K +44 +2%
MCWS
1002
McKinley Carter Wealth Services
West Virginia
$232K -$25.5K -280 -10%
NPIT
1003
National Penn Investors Trust
Pennsylvania
$232K -$13.6K -150 -6%
MJP
1004
Michael J. Puzo
$231K -$19.3K -213 -8%
TBNY
1005
Trustco Bank (New York)
New York
$231K -$9.08K -100 -4%
HPBT
1006
High Point Bank & Trust
North Carolina
$231K – – –
CCT
1007
Country Club Trust
Missouri
$230K -$14.4K -159 -6%
DDPIC
1008
Deroy & Devereaux Private Investment Counsel
Michigan
$229K -$336K -3,700 -59%
MCM
1009
Manchester Capital Management
Vermont
$229K -$40K -440 -15%
BIC
1010
Beach Investment Counsel
Pennsylvania
$229K +$229K +2,525 New
PFM
1011
Parsec Financial Management
North Carolina
$227K -$22.2K -245 -9%
WPC
1012
Waters Parkerson & Co
Louisiana
$227K – – –
HS
1013
Huntington Steele
Pennsylvania
$227K – – –
FIG
1014
Fusion Investment Group
Pennsylvania
$227K +$227K +2,501 New
GI
1015
GLG Inc
New York
$226K -$2.78M -30,672 -92%
LCM
1016
LVM Capital Management
Michigan
$222K – – –
FBFS
1017
First Business Financial Services
Wisconsin
$222K +$222K +2,445 New
BT
1018
Bankers Trust
Iowa
$221K -$36.9K -406 -14%
HDIM
1019
Hanson & Doremus Investment Management
Vermont
$221K – – –
SCG
1020
Strategic Capital Group
Washington
$221K – – –
PCMK
1021
Paragon Capital Management (Kansas)
Kansas
$220K – – –
AIA
1022
Avalon Investment & Advisory
Texas
$219K -$402K -4,425 -65%
CP
1023
Camelot Portfolios
Ohio
$218K – – –
MME
1024
Meag Munich Ergo
Germany
$218K – – –
PI
1025
Pettee Investors
Connecticut
$218K +$218K +2,398 New
39 40
41
42 43