CAT icon

Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
FNT
976
First National Trust
Pennsylvania
$631K +$39.2K +263 +7%
PPW
977
Parcion Private Wealth
Washington
$626K -$165K -1,100 -21%
IGGA
978
Iron Gate Global Advisors
Utah
$623K +$73K +491 +13%
CC
979
Chicago Capital
Illinois
$618K – – –
OWIM
980
Old West Investment Management
California
$617K – – –
HVIA
981
Hudson Valley Investment Advisors
New York
$616K -$3.73K -25 -0.6%
SWA
982
Sutton Wealth Advisors
Florida
$616K +$447 +3 +0.1%
CB
983
Cadence Bank
Mississippi
$615K -$14.9K -100 -2%
BPA
984
Beacon Pointe Advisors
California
$614K +$40.7K +273 +7%
CRC
985
Curi RMB Capital
Illinois
$614K +$241K +1,616 +65%
EGA
986
E&G Advisors
Texas
$612K – – –
EP
987
Edgestream Partners
New Jersey
$612K +$612K +4,103 New
RCM
988
RNC Capital Management
California
$605K -$5.97K -40 -1%
SBWM
989
Sunflower Bank Wealth Management
Arizona
$604K – – –
QIM
990
Quantitative Investment Management
Virginia
$601K -$1.05M -7,079 -64%
HI
991
Horizon Investments
North Carolina
$601K -$581K -3,914 -49%
COF
992
Capital One Financial
Virginia
$601K -$74.6K -500 -11%
RBFC
993
Roman Butler Fullerton & Co
Missouri
$600K -$443K -2,972 -42%
SFA
994
Souders Financial Advisors
Ohio
$598K -$10.2K -59 -2%
AIM
995
Aspen Investment Management
Michigan
$598K – – –
SC
996
Saybrook Capital
North Carolina
$597K – – –
PAS
997
Park Avenue Securities
New York
$597K +$130K +874 +28%
ANRIA
998
American National Registered Investment Advisor
Texas
$590K – – –
OPPTF
999
OPSEU Pension Plan Trust Fund
Ontario, Canada
$590K +$7.86K +53 +1%
TPWA
1000
TRUE Private Wealth Advisors
Oregon
$588K +$149 +1 +0%
38 39
40
41 42