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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
MGIA
976
Moneta Group Investment Advisors
Missouri
$426K +$94.3K +813 +28%
WC
977
Westhampton Capital
North Carolina
$423K +$9.86K +85 +2%
PFBT
978
Parkside Financial Bank & Trust
Missouri
$421K +$6.27K +54 +2%
ST
979
Smithfield Trust
Pennsylvania
$420K -$19.6K -169 -4%
CWM
980
Circle Wealth Management
New Jersey
$418K +$9.87K +85 +2%
ITIM
981
Indiana Trust & Investment Management
Indiana
$418K +$22.1K +190 +6%
KFA
982
Kelleher Financial Advisors
New York
$418K +$35.9K +310 +9%
NAS
983
Nicolet Advisory Services
Wisconsin
$418K +$178K +1,537 +74%
CIA
984
Choate Investment Advisors
Massachusetts
$417K +$78.3K +675 +23%
SAA
985
Southeast Asset Advisors
Georgia
$414K +$1.28K +11 +0.3%
PAMG
986
Patton Albertson Miller Group
Tennessee
$412K -$58.9K -508 -13%
LMAM
987
Legg Mason Asset Management
Japan
$411K – – –
WP
988
WMS Partners
Maryland
$410K -$35.5K -306 -8%
ERIM
989
Eagle Ridge Investment Management
Connecticut
$410K – – –
DAM
990
Diamant Asset Management
Connecticut
$408K – – –
MBT
991
Montecito Bank & Trust
California
$407K – – –
CT
992
Cambridge Trust
Massachusetts
$407K +$119K +1,027 +41%
TNB
993
Thomasville National Bank
Georgia
$405K -$47.4K -375 -10%
WP
994
WealthSource Partners
California
$405K +$53.4K +460 +15%
CAG
995
Crestwood Advisors Group
Massachusetts
$404K -$61K -525 -13%
NB
996
Nicolet Bankshares
Wisconsin
$404K – – –
GLA
997
Great Lakes Advisors
Illinois
$403K – – –
Los Angeles Capital Management
998
Los Angeles Capital Management
California
$402K +$33.7K +290 +9%
RSWM
999
Robertson Stephens Wealth Management
California
$401K +$57K +491 +17%
BRM
1000
Boston Research & Management
Massachusetts
$397K – – –
38 39
40
41 42