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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
JHCP
976
Jackson Hole Capital Partners
Oklahoma
$524K +$524K +4,127 New
SWA
977
Sutton Wealth Advisors
Florida
$523K – – –
KWMG
978
King Wealth Management Group
Florida
$523K +$13K +102 +3%
LMAM
979
Legg Mason Asset Management
Japan
$521K -$25.4K -200 -5%
AAM
980
Auxier Asset Management
Oregon
$521K +$12.7K +100 +2%
ST
981
Sabal Trust
Florida
$519K +$16.5K +130 +3%
HWA
982
HCR Wealth Advisors
California
$518K +$518K +4,072 New
FFA
983
First Foundation Advisors
California
$515K +$74.2K +584 +17%
FBT
984
First Bankers Trust
Kentucky
$513K +$246K +1,937 +92%
CG
985
Corundum Group
Colorado
$510K +$510K +4,013 New
CPO
986
Cerity Partners OCIO
New York
$509K +$85.6K +674 +20%
DSC
987
Duncker Streett & Co
Missouri
$508K -$14.6K -115 -3%
SKK
988
Shepherd Kaplan Krochuk
Massachusetts
$508K – – –
SC
989
Saybrook Capital
North Carolina
$508K – – –
GEM
990
Global Endowment Management
North Carolina
$508K +$508K +4,000 New
WCA
991
Windsor Creek Advisors
Vermont
$508K +$508K +4,000 New
AWM
992
Alterna Wealth Management
Texas
$508K +$508K +4,724 New
ANRIA
993
American National Registered Investment Advisor
Texas
$503K -$35.6K -280 -7%
CC
994
Cadinha & Co
Hawaii
$501K -$11.6M -91,160 -96%
AWM
995
Altium Wealth Management
New York
$499K +$167K +1,310 +50%
VC
996
Vicus Capital
Pennsylvania
$497K -$102K -805 -17%
CBT
997
Capital Bank & Trust
California
$496K -$21.2K -167 -4%
THWM
998
Taylor Hoffman Wealth Management
Virginia
$494K -$25.4K -200 -5%
NGA
999
Naples Global Advisors
Florida
$490K +$73.2K +550 +18%
DAM
1000
Diamant Asset Management
Connecticut
$489K -$31.8K -250 -6%
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40
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