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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
IWC
976
Integrated Wealth Counsel
California
$194K +$194K +2,188 New
RPAM
977
Rhenman & Partners Asset Management
Sweden
$193K +$193K +2,178 New
JCM
978
Jacobi Capital Management
Pennsylvania
$191K -$8.77K -100 -4%
PFBT
979
Parkside Financial Bank & Trust
Missouri
$188K -$31.5K -355 -14%
MCM
980
Manchester Capital Management
Vermont
$183K – – –
AAC
981
Asset Advisors Corp
Georgia
$181K -$13.3K -150 -7%
CG
982
Cutler Group
California
$174K -$756K -8,563 -81%
SFFS
983
Stonehage Fleming Financial Services
Jersey
$174K +$92.3K +1,040 +113%
SWA
984
Sutton Wealth Advisors
Florida
$165K +$1.42K +16 +0.9%
AssetMark Inc
985
AssetMark Inc
California
$165K +$2.04K +23 +1%
KF
986
Krilogy Financial
Missouri
$164K -$34.1K -384 -17%
WP
987
WealthPLAN Partners
Nebraska
$157K -$164K -1,870 -51%
ACS
988
Archford Capital Strategies
Illinois
$150K – – –
MWM
989
MinichMacGregor Wealth Management
New York
$145K +$710 +8 +0.5%
CA
990
CapWealth Advisors
Tennessee
$143K -$6.66K -75 -4%
LWCFA
991
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$143K +$53.3K +600 +59%
SAMC
992
Shinko Asset Management Company
Japan
$135K – – –
AWM
993
Avior Wealth Management
Nebraska
$135K +$1.76K +20 +1%
CM
994
Castleark Management
Illinois
$133K – – –
IIC
995
Integrated Investment Consultants
Michigan
$127K – – –
KKAMG
996
Kernodle & Katon Asset Management Group
Arkansas
$122K +$5.79K +65 +5%
AIM
997
Advantage Investment Management
Iowa
$120K -$4.44K -50 -4%
VFA
998
Virtus Fund Advisers
Connecticut
$117K -$52.2M -585,584 -100%
PAI
999
Pittenger & Anderson Inc
Nebraska
$115K -$2.21K -25 -2%
PFSC
1000
Peoples Financial Services Corp
Pennsylvania
$111K -$88.8K -1,000 -44%
38 39
40
41 42