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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
AWM
976
AllSquare Wealth Management
New York
$51K 785 – –
DOA
977
D'Orazio & Associates
Virginia
$50K 700 – –
JFA
978
JNBA Financial Advisors
Minnesota
$50K 764 – –
WIC
979
Woodmont Investment Counsel
Tennessee
$50K 760 – –
SCP
980
Syntal Capital Partners
Texas
$49K 764 – –
Loomis, Sayles & Company
981
Loomis, Sayles & Company
Massachusetts
$48K 742 -802 -52%
FPFS
982
First Personal Financial Services
North Carolina
$46K 700 – –
MWP
983
MYCIO Wealth Partners
Pennsylvania
$46K 700 – –
HCP
984
Holt Capital Partners
Texas
$44K 680 -100 -13%
KPCM
985
Kings Point Capital Management
New York
$44K 675 +475 +238%
AC
986
Alexandria Capital
Virginia
$43K 662 +3 +0.5%
VCM
987
Vigilant Capital Management
Maine
$42K 650 -395 -38%
JAM
988
Jolley Asset Management
North Carolina
$39K 600 – –
BL
989
Balentine LLC
Georgia
$39K 603 +501 +491%
GI
990
Gradient Investments
Minnesota
$38K 585 – –
RFA
991
Reilly Financial Advisors
California
$38K 576 – –
OFS
992
Orrstown Financial Services
Pennsylvania
$38K 576 – –
AWM
993
Avior Wealth Management
Nebraska
$37K 562 +85 +18%
EWM
994
Edge Wealth Management
New York
$36K 555 -97 -15%
CPIG
995
Chicago Partners Investment Group
Illinois
$36K 549 +109 +25%
OP
996
Oldfield Partners
United Kingdom
$33K 500 – –
AFIA
997
America First Investment Advisors
Nebraska
$33K 500 – –
RPG
998
Risk Paradigm Group
Texas
$32.7K 500 -40 -7%
AIM
999
Assured Investment Management
New York
$31K 467 -815 -64%
IRS
1000
Invictus RG (Singapore)
Singapore
$31K 468 -795 -63%
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40
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