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Caterpillar
CAT

Overview Fund Activity

2,145 hedge funds and large institutions have $74.5B invested in Caterpillar in 2021 Q4 according to their latest regulatory filings, with 341 funds opening new positions, 844 increasing their positions, 624 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,145
Holders Change
+216
Holders Change %
+11.2%
% of All Funds
33.13%
Holding in Top 10
25
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+19.05%
% of All Funds
0.39%
New
341
Increased
844
Reduced
624
Closed
97
Calls
$1.6B
Puts
$2.22B
Net Calls
-$616M
Net Calls Change
+$505M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.74B
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$726M
3
Ameriprise
3
Ameriprise
Minnesota
$487M
4
Invesco
4
Invesco
Georgia
$1.01B
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$253M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$348M
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$532M
3
BlackRock
3
BlackRock
New York
$7.55B
4
Renaissance Technologies
4
Renaissance Technologies
New York
$57.5M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$863M
Name Holding Trade Value Shares
Change 		Shares
Change %
Canada Pension Plan Investment Board
76
Canada Pension Plan Investment Board
Ontario, Canada
$113M +$8.52M +41,194 +8%
Franklin Resources
77
Franklin Resources
California
$111M +$949K +4,590 +0.9%
Adage Capital Partners
78
Adage Capital Partners
Massachusetts
$110M +$19.7M +95,151 +22%
CAM
79
Congress Asset Management
Massachusetts
$109M -$14.2M -68,497 -11%
Mitsubishi UFJ Asset Management
80
Mitsubishi UFJ Asset Management
Japan
$106M +$8.47M +40,915 +9%
N
81
Natixis
France
$96.2M -$46.5M -226,073 -33%
RCAMU
82
Rothschild & Co Asset Management US
Connecticut
$95.6M -$1.57M -7,572 -2%
Allspring Global Investments
83
Allspring Global Investments
North Carolina
$91.8M +$91.8M +443,975 New
Man Group
84
Man Group
United Kingdom
$89.4M +$3.21M +15,520 +4%
Canada Life
85
Canada Life
Manitoba, Canada
$89.1M +$26.4M +128,166 +42%
Commonwealth Equity Services
86
Commonwealth Equity Services
Massachusetts
$87.6M +$3.13M +15,160 +4%
MSV
87
MN Services Vermogensbeheer
Netherlands
$86.1M +$1.74M +8,400 +2%
SO
88
STRS Ohio
Ohio
$83.6M -$2.74M -13,245 -3%
HighTower Advisors
89
HighTower Advisors
Illinois
$83.6M +$5.9M +28,553 +8%
ZIM
90
Zacks Investment Management
Illinois
$82.6M +$1.3M +6,288 +2%
Natixis Advisors
91
Natixis Advisors
Massachusetts
$81.3M +$10.2M +49,266 +14%
Allianz Asset Management
92
Allianz Asset Management
Germany
$80.3M -$55.3M -267,328 -41%
Retirement Systems of Alabama
93
Retirement Systems of Alabama
Alabama
$80M -$4.15M -20,096 -5%
AAM
94
Ardevora Asset Management
United Kingdom
$78.7M +$9.49M +45,900 +14%
Victory Capital Management
95
Victory Capital Management
Texas
$76.6M -$11.4M -55,146 -13%
First Trust Advisors
96
First Trust Advisors
Illinois
$74.9M +$1.32M +6,369 +2%
Toronto Dominion Bank
97
Toronto Dominion Bank
Ontario, Canada
$72.8M -$13.7M -66,370 -16%
State of Wisconsin Investment Board
98
State of Wisconsin Investment Board
Wisconsin
$71.1M -$8.6M -41,614 -11%
State of Tennessee, Department of Treasury
99
State of Tennessee, Department of Treasury
Tennessee
$70.2M +$25.1M +121,191 +55%
Nomura Asset Management
100
Nomura Asset Management
Japan
$69.9M +$1.72M +8,333 +3%
2 3
4
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