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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
1
Fisher Asset Management
Washington
$679M
2
Capital International Investors
2
Capital International Investors
California
$298M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$181M
4
Invesco
4
Invesco
Georgia
$310M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
1
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
3
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$163M
5
Norges Bank
5
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
VanEck Associates
76
VanEck Associates
New York
$65.5M +$5.11M +40,491 +8%
MSV
77
MN Services Vermogensbeheer
Netherlands
$64.1M +$26.9M +213,086 +72%
AA
78
ALPS Advisors
Colorado
$63.3M -$16.2K -128 -0%
RJA
79
Raymond James & Associates
Florida
$62.2M -$18.4M -145,567 -23%
Alyeska Investment Group
80
Alyeska Investment Group
Illinois
$62M -$410K -3,243 -0.7%
Boston Partners
81
Boston Partners
Massachusetts
$61.4M -$13.5M -107,063 -18%
Chevy Chase Trust
82
Chevy Chase Trust
Maryland
$60.5M -$1.07M -8,449 -2%
Retirement Systems of Alabama
83
Retirement Systems of Alabama
Alabama
$59M -$1.15M -9,117 -2%
Stifel Financial
84
Stifel Financial
Missouri
$58.5M -$4.38M -34,599 -7%
FMI
85
Factory Mutual Insurance
Massachusetts
$57.7M – – –
US Bancorp
86
US Bancorp
Minnesota
$56.2M -$805K -6,373 -1%
State of New Jersey Common Pension Fund D
87
State of New Jersey Common Pension Fund D
New Jersey
$55.7M -$4.94M -39,100 -8%
Two Sigma Investments
88
Two Sigma Investments
New York
$55.4M -$81M -641,549 -59%
Mackenzie Financial
89
Mackenzie Financial
Ontario, Canada
$55M -$17.4M -138,025 -24%
ORIO
90
Old Republic International (ORI)
Illinois
$54.9M +$22.2M +176,000 +68%
First Trust Advisors
91
First Trust Advisors
Illinois
$54.4M +$11.1M +88,148 +26%
Korea Investment Corp
92
Korea Investment Corp
South Korea
$53.4M -$20.8M -164,800 -28%
ZIM
93
Zacks Investment Management
Illinois
$50.9M +$39.9M +316,024 +364%
Canada Life
94
Canada Life
Manitoba, Canada
$50.1M -$17.3M -137,206 -26%
LPL Financial
95
LPL Financial
California
$49.8M -$726K -5,744 -1%
Toronto Dominion Bank
96
Toronto Dominion Bank
Ontario, Canada
$49.3M -$47.1M -372,541 -49%
PNC Financial Services Group
97
PNC Financial Services Group
Pennsylvania
$47.1M -$2.83M -22,375 -6%
Citigroup
98
Citigroup
New York
$45.6M +$4.93M +39,058 +12%
AG
99
Aperio Group
California
$45.2M -$3.3M -26,140 -7%
Calamos Advisors
100
Calamos Advisors
Illinois
$43.7M +$1.74M +13,785 +4%
2 3
4
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