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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
1
BlackRock
New York
$3.19B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
3
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$143M
5
Morgan Stanley
5
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
2
Franklin Resources
California
$590M
3
Harris Associates
3
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$194M
5
State Street
5
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
76
JPMorgan Chase & Co
New York
$54.1M -$73.2M -789,082 -58%
MWNA
77
Marshall Wace North America
New York
$52.5M +$52.5M +564,463 New
Capital International Investors
78
Capital International Investors
California
$51.6M +$8.78M +94,600 +21%
Alyeska Investment Group
79
Alyeska Investment Group
Illinois
$51.1M +$51.1M +550,949 New
First Trust Advisors
80
First Trust Advisors
Illinois
$48.2M +$4.18M +45,045 +10%
Chevy Chase Trust
81
Chevy Chase Trust
Maryland
$47.6M +$1.55M +16,667 +3%
AA
82
ALPS Advisors
Colorado
$47.3M +$10.6M +114,295 +29%
Point72 Asset Management
83
Point72 Asset Management
Connecticut
$46.9M +$46.9M +505,790 New
GIA
84
Gateway Investment Advisers
Ohio
$46.4M -$790K -8,522 -2%
ATN
85
AMF Tjänstepension
Sweden
$46.3M -$4.53M -48,882 -9%
SWITC
86
Stewart West Indies Trading Company
Colorado
$46.3M – – –
Retirement Systems of Alabama
87
Retirement Systems of Alabama
Alabama
$45.1M -$4.52M -48,771 -9%
US Bancorp
88
US Bancorp
Minnesota
$44.9M -$856K -9,227 -2%
GC
89
Guggenheim Capital
Illinois
$44.8M +$1.26M +13,631 +3%
Canada Life
90
Canada Life
Manitoba, Canada
$43.4M -$414K -4,472 -0.9%
State of Wisconsin Investment Board
91
State of Wisconsin Investment Board
Wisconsin
$40.9M +$7.43M +80,088 +22%
RJA
92
Raymond James & Associates
Florida
$40.9M -$6.19M -66,681 -13%
National Pension Service
93
National Pension Service
South Korea
$40.5M +$1.58M +16,957 +4%
WRF
94
Waddell & Reed Financial
Kansas
$39.7M -$21.6M -233,265 -35%
ASC
95
Atalanta Sosnoff Capital
New York
$38.8M +$38.4M +414,432 +10,770%
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$38.8M -$864K -9,312 -2%
SB
97
Suntrust Banks
Georgia
$38.6M -$3.41M -36,771 -8%
GAM
98
Gotham Asset Management
New York
$36.5M +$2.53M +27,284 +7%
SG Americas Securities
99
SG Americas Securities
New York
$36.5M -$53.3M -574,477 -59%
Ohio Public Employees Retirement System (OPERS)
100
Ohio Public Employees Retirement System (OPERS)
Ohio
$35M -$706K -7,613 -2%
2 3
4
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