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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
WOC
951
West Oak Capital
California
$677K -$3.73K -25 -0.5%
ATWA
952
Arbor Trust Wealth Advisors
Michigan
$671K -$7.46K -50 -1%
BC
953
Brookfield Corp
Ontario, Canada
$671K +$671K +4,500 New
Two Sigma Investments
954
Two Sigma Investments
New York
$668K +$668K +4,479 New
LB
955
Legacy Bridge
Iowa
$665K +$18.7K +125 +3%
WSCM
956
Wellington Shields Capital Management
New York
$664K – – –
FHA
957
First Horizon Advisors
Tennessee
$662K -$105K -709 -14%
BEI
958
Benjamin Edwards Inc
Missouri
$658K +$658K +4,415 New
CCB
959
Cutter & Co Brokerage
Missouri
$657K +$12.2K +82 +2%
BHBT
960
Burke & Herbert Bank & Trust
Virginia
$653K – – –
HH
961
Hilltop Holdings
Texas
$651K -$26.7K -179 -4%
SIM
962
Sonora Investment Management
Arizona
$651K +$27.3K +183 +4%
SIA
963
Sit Investment Associates
Minnesota
$648K – – –
CFN
964
Cordasco Financial Network
Florida
$648K +$7.31K +49 +1%
BAMF
965
BI Asset Management Fondsmaeglerselskab
Denmark
$646K -$335K -2,248 -34%
CS
966
Comerica Securities
Michigan
$643K -$11.6K -78 -2%
ACWM
967
Adams Chetwood Wealth Management
North Carolina
$642K -$44.7K -300 -7%
MBTD
968
Mechanics Bank - Trust Department
California
$642K -$22.4K -150 -3%
LF
969
Lantz Financial
Illinois
$642K +$149 +1 +0%
FI
970
FormulaFolio Investments
Michigan
$640K +$1.79K +12 +0.3%
JSC
971
Jackson Square Capital
California
$638K +$29.7K +199 +5%
CNFG
972
Creegan & Nassoura Financial Group
New Hampshire
$634K -$22.4K -150 -3%
KAS
973
Kemnay Advisory Services
New York
$634K +$634K +4,252 New
CC
974
Courier Capital
New York
$633K -$3.71K -23 -0.6%
CGL
975
Clarius Group LLC
Washington
$631K +$8.06K +54 +1%
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