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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
PP
951
Paloma Partners
Connecticut
$561K +$561K +4,417 New
Cerity Partners
952
Cerity Partners
New York
$558K -$2.76M -21,718 -83%
BHIA
953
Birch Hill Investment Advisors
Massachusetts
$558K -$50.9K -400 -8%
ISB
954
Iowa State Bank
Iowa
$557K – – –
WEC
955
Winslow Evans & Crocker
Massachusetts
$556K -$205K -1,610 -27%
LJAC
956
L.J. Altfest & Co
New York
$553K -$8.26K -65 -1%
SIA
957
Sit Investment Associates
Minnesota
$552K +$114K +900 +26%
SFP
958
Shepherd Financial Partners
Massachusetts
$551K -$4.96K -39 -0.9%
Los Angeles Capital Management
959
Los Angeles Capital Management
California
$550K – – –
CSA
960
Cottage Street Advisors
Massachusetts
$547K – – –
DC
961
Diametric Capital
Massachusetts
$545K +$128K +1,013 +31%
CWM
962
Cornerstone Wealth Management
Missouri
$544K -$118M -924,638 -100%
TNBTD
963
Trustmark National Bank Trust Department
Mississippi
$543K -$239K -1,880 -31%
BIM
964
Baldwin Investment Management
Pennsylvania
$543K – – –
FCBT
965
First Citizens Bank & Trust
North Carolina
$543K +$141K +1,108 +35%
BCMO
966
Buckingham Capital Management (Ohio)
Ohio
$541K +$135K +1,065 +33%
WSCM
967
Wellington Shields Capital Management
New York
$540K – – –
TAM
968
Taurus Asset Management
New York
$539K – – –
IA
969
IFG Advisory
Georgia
$538K -$44.4K -350 -8%
CB
970
Cadence Bank
Mississippi
$537K – – –
MCC
971
Malaga Cove Capital
California
$533K +$533K +4,217 New
KWM
972
Kingsview Wealth Management
Oregon
$532K -$897K -7,053 -63%
First Manhattan
973
First Manhattan
New York
$529K -$15.2K -120 -3%
BBA
974
Braun-Bostich & Associates
Pennsylvania
$529K +$488K +3,842 +1,204%
SBWM
975
Sunflower Bank Wealth Management
Arizona
$527K -$22.9K -180 -4%
37 38
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