We are live on ! Find out more
CAT icon

Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
SFP
951
Shepherd Financial Partners
Massachusetts
$595K +$653K +4,372 New
HCM
952
HMS Capital Management
Tennessee
$595K +$655K +4,383 New
FCBT
953
First Citizens Bank & Trust
North Carolina
$594K +$267K +1,785 +69%
Cerity Partners
954
Cerity Partners
New York
$591K +$233K +1,561 +56%
SBWM
955
Sunflower Bank Wealth Management
Arizona
$586K
NSAM
956
North Star Asset Management
Wisconsin
$585K +$2.99K +20 +0.5%
RM
957
Resource Management
Louisiana
$582K +$4.03K +27 +0.6%
First Manhattan
958
First Manhattan
New York
$580K +$448 +3 +0.1%
IA
959
IFG Advisory
Georgia
$580K +$8.37K +56 +1%
BIM
960
Baldwin Investment Management
Pennsylvania
$580K +$639K +4,275 New
BHIA
961
Birch Hill Investment Advisors
Massachusetts
$579K
WSCM
962
Wellington Shields Capital Management
New York
$577K -$747 -5 -0.1%
TAM
963
Taurus Asset Management
New York
$576K
ANRIA
964
American National Registered Investment Advisor
Texas
$575K
CB
965
Cadence Bank
Mississippi
$570K
PTC
966
Philadelphia Trust Company
Pennsylvania
$570K
DAM
967
Diamant Asset Management
Connecticut
$566K
APP
968
Avantax Planning Partners
Iowa
$565K -$36.9K -247 -6%
DSC
969
Duncker Streett & Co
Missouri
$559K
SWA
970
Sutton Wealth Advisors
Florida
$559K
AIM
971
Anchor Investment Management
South Carolina
$558K +$59K +395 +11%
RMDI
972
R.M. Davis Inc
Maine
$556K -$159K -1,062 -21%
ST
973
Smithfield Trust
Pennsylvania
$556K -$42.6K -285 -7%
OC
974
Oarsman Capital
Wisconsin
$556K
FCB
975
First Command Bank
Texas
$555K +$203K +1,357 +50%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.