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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
DT
951
Diversified Trust
Tennessee
$215K +$215K +2,418 New
DI
952
Diligent Investors
California
$215K +$215K +2,418 New
AGM
953
Alpine Global Management
New York
$214K +$214K +2,409 New
FMLI
954
Fukoku Mutual Life Insurance
Japan
$213K -$17.8K -200 -8%
TCIM
955
TIAA CREF Investment Management
New York
$212K +$35.3K +397,215 +20%
WC
956
Whitnell & Co
Illinois
$212K -$44.2K -497 -17%
OPTFSNA
957
Old Point Trust & Financial Services N A
Virginia
$211K +$211K +2,375 New
FFC
958
First Financial Corp
Indiana
$210K -$19.4K -219 -8%
MME
959
Meag Munich Ergo
Germany
$210K – – –
CBN
960
Cadence Bank NA
Texas
$210K +$210K +2,362 New
SFM
961
Signature Financial Management
Virginia
$210K +$210K +2,375 New
BIC
962
Beach Investment Counsel
Pennsylvania
$209K +$209K +2,350 New
PGIM
963
Pacific Global Investment Management
California
$209K +$209K +2,354 New
CFA
964
CT Financial Advisors
Pennsylvania
$208K -$8.88K -100 -4%
PI
965
Pettee Investors
Connecticut
$207K +$207K +2,332 New
TCM
966
Telos Capital Management
California
$205K +$205K +2,306 New
VST
967
Van Strum & Towne
California
$205K +$205K +2,314 New
TFA
968
Toth Financial Advisory
Virginia
$204K +$204K +2,293 New
BOS
969
Bingham Osborn & Scarborough
California
$204K +$204K +2,294 New
IIM
970
Ironwood Investment Management
Massachusetts
$204K +$204K +2,302 New
RSVP
971
Ramsay Stattman Vela & Price
Colorado
$203K +$203K +2,290 New
KT
972
Kanaly Trust
Texas
$202K -$266 -3 -0.1%
WA
973
WealthTrust-Arizona
Arizona
$200K -$17.2K -194 -8%
AIM
974
Anchor Investment Management
South Carolina
$197K -$12K -135 -6%
GLI
975
Guardian Life Insurance
New York
$194K – – –
37 38
39
40 41