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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
HR
951
Howe & Rusling
New York
$89K 1,364 – –
CA
952
CapWealth Advisors
Tennessee
$86K 1,320 -26,326 -95%
VFA
953
Virtus Fund Advisers
Connecticut
$86K 1,313 – –
KF
954
Krilogy Financial
Missouri
$86K 1,311 +1,311 New
FIB
955
First Interstate Bank
Montana
$86K 1,322 +1,322 New
PAI
956
Pittenger & Anderson Inc
Nebraska
$85K 1,300 -18,345 -93%
PMFA
957
Plante Moran Financial Advisors
Michigan
$80K 1,231 -9 -0.7%
AA
958
AlphaMark Advisors
Kentucky
$77K 1,174 -110 -9%
HF
959
Hoxton Financial
West Virginia
$77K 1,181 – –
LNB
960
Ledyard National Bank
$73K 1,114 – –
CG
961
Colony Group
Massachusetts
$67K 1,027 +200 +24%
AAM
962
American Asset Management
Florida
$65K 1,000 +1,000 New
SSB
963
Sandy Spring Bank
Maryland
$64K 976 -625 -39%
MIC
964
MU Investments Company
Japan
$64K 1,000 -600 -38%
JIC
965
Joel Isaacson & Co
New York
$64K 977 +1 +0.1%
CP
966
Corbenic Partners
Pennsylvania
$63K 970 +1 +0.1%
MGIA
967
Moneta Group Investment Advisors
Missouri
$61K 940 +940 New
EFSCE
968
Enterprise Financial Services Corp (EFSC)
Missouri
$58K 894 +147 +20%
FCCM
969
First City Capital Management
Georgia
$57.2K 875 – –
DLHL
970
Donald L. Hagan LLC
Florida
$55K 843 -6,266 -88%
IWM
971
Integrated Wealth Management
California
$55K 845 -636 -43%
AF
972
Allworth Financial
California
$54K 833 – –
LWA
973
Lenox Wealth Advisors
New York
$53K 813 – –
BCA
974
Bray Capital Advisors
Florida
$52K 800 -1,400 -64%
CPA
975
Cowen Prime Advisors
New York
$52K 800 -600 -43%
37 38
39
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