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Caterpillar
CAT

Overview Fund Activity

2,003 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 758 increasing their positions, 734 reducing their positions, and 91 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,003
Holders Change
+120
Holders Change %
+6.37%
% of All Funds
35.27%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
758
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$2.06B
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$337M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$314M
4
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$249M
5
ZIG
Zurich Insurance Group
Switzerland
+$123M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$534M
2
Primecap Management
Primecap Management
California
-$325M
3
Gates Foundation Trust
Gates Foundation Trust
Washington
-$256M
4
Citadel Advisors
Citadel Advisors
Florida
-$246M
5
Harris Associates
Harris Associates
Illinois
-$218M
Name Holding Trade Value Shares
Change 		Shares
Change %
B
926
Barings
North Carolina
$1.37M -$1.07M -4,595 -44%
SMC
927
Smith, Moore & Co
Missouri
$1.37M +$24.3K +105 +2%
PA
928
Parallel Advisors
California
$1.37M +$182K +783 +15%
VCA
929
Verdence Capital Advisors
Maryland
$1.37M -$379K -1,636 -22%
BMC
930
Beaton Management Company
Massachusetts
$1.36M – – –
Cerity Partners
931
Cerity Partners
New York
$1.36M -$9.08M -39,153 -87%
CG
932
Caprock Group
Idaho
$1.34M +$696 +3 +0.1%
LWP
933
Legacy Wealth Partners
California
$1.34M -$203K -877 -13%
KMWM
934
Keudell/Morrison Wealth Management
Oregon
$1.34M +$27.6K +119 +2%
EI
935
Ethic Inc
New York
$1.34M +$198K +856 +17%
PWM
936
Palumbo Wealth Management
New York
$1.33M +$61K +263 +5%
IP
937
Intellectus Partners
California
$1.33M -$1M -4,323 -43%
CCMW
938
Cypress Capital Management (Wyoming)
Wyoming
$1.33M -$9.74K -42 -0.7%
CWP
939
CFM Wealth Partners
Texas
$1.33M – – –
WW
940
Westshore Wealth
California
$1.33M +$1.33M +5,726 New
CGL
941
Clarius Group LLC
Washington
$1.33M +$228K +985 +21%
OPPTF
942
OPSEU Pension Plan Trust Fund
Ontario, Canada
$1.33M +$36.1K +157 +3%
EHC
943
Everett Harris & Co
California
$1.32M -$992K -4,280 -43%
PCA
944
Personal Capital Advisors
California
$1.32M +$261K +1,124 +25%
WAM
945
Weatherly Asset Management
California
$1.32M – – –
FDS
946
First Dallas Securities
Texas
$1.32M +$23.2K +100 +2%
PIM
947
Penobscot Investment Management
Massachusetts
$1.32M +$11.6K +50 +0.9%
BAM
948
Belpointe Asset Management
Nevada
$1.31M -$358K -1,543 -21%
GI
949
GAMCO Investors
Connecticut
$1.31M -$45.9K -198 -3%
OIA
950
Optimum Investment Advisors
Illinois
$1.31M -$81.1K -350 -6%
36 37
38
39 40