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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
EGA
926
E&G Advisors
Texas
$476K -$69.7K -600 -13%
FCFC
927
First Commonwealth Financial Corp
Pennsylvania
$475K +$475K +4,086 New
HW
928
Hancock Whitney
Mississippi
$474K -$79.5K -685 -14%
1WA
929
180 Wealth Advisors
Washington
$474K -$10.5K -90 -2%
AIM
930
Aspen Investment Management
Michigan
$472K -$48.1K -415 -9%
SBWM
931
Sunflower Bank Wealth Management
Arizona
$470K -$11K -95 -2%
PWM
932
Perigon Wealth Management
California
$468K +$468K +3,741 New
DJSG
933
D.J. St. Germain
Massachusetts
$467K -$23.2K -200 -5%
CB
934
Cadence Bank
Mississippi
$467K – – –
MIA
935
MainStreet Investment Advisors
Illinois
$467K +$467K +4,027 New
GP
936
Girard Partners
Pennsylvania
$466K -$1.23M -10,595 -72%
PA
937
Parallel Advisors
California
$465K -$130K -1,123 -22%
SC
938
Saybrook Capital
North Carolina
$464K – – –
OI
939
Oakbrook Investments
Illinois
$460K -$461K -3,969 -50%
FIM
940
Fernwood Investment Management
Massachusetts
$460K -$58K -500 -11%
LWAC
941
Laurel Wealth Advisors (California)
California
$460K +$71.8K +619 +18%
ANRIA
942
American National Registered Investment Advisor
Texas
$459K – – –
WEC
943
Winslow Evans & Crocker
Massachusetts
$458K -$40.4K -346 -8%
GLR
944
Great Lakes Retirement
Ohio
$456K -$86.4K -738 -16%
ST
945
Sabal Trust
Florida
$455K +$49.3K +425 +12%
CFN
946
Cordasco Financial Network
Florida
$455K +$168K +1,444 +58%
RM
947
Resource Management
Louisiana
$454K +$26.4K +227 +6%
JG
948
Jefferies Group
New York
$452K -$1.47M -12,700 -77%
IC
949
IEQ Capital
California
$451K -$24K -207 -5%
KWMG
950
King Wealth Management Group
Florida
$448K -$18K -155 -4%
36 37
38
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