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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
FFSOTS
926
Fiduciary Financial Services of The Southwest
Texas
$603K -$75.8K -596 -11%
MCM
927
Manchester Capital Management
Vermont
$603K – – –
FQ
928
First Quadrant
California
$602K – – –
HB
929
Homrich & Berg
Georgia
$602K +$109K +856 +22%
SC
930
SouthState Corp
Florida
$601K +$15.1K +119 +3%
HFA
931
Huber Financial Advisors
Illinois
$600K +$127 +1 +0%
NSAM
932
North Star Asset Management
Wisconsin
$598K +$1.27K +10 +0.2%
WWM
933
Windsor Wealth Management
Indiana
$597K +$33.7K +265 +6%
CI
934
Capital Innovations
Wisconsin
$590K -$59.8K -470 -9%
SNB
935
Security National Bank
Nebraska
$590K +$25.4K +200 +5%
UFF
936
USA Financial Formulas
Michigan
$590K +$135K +888 +30%
CFS
937
CRA Financial Services
New Jersey
$587K +$587K +4,621 New
WOC
938
West Oak Capital
California
$585K -$219K -1,725 -27%
MAFM
939
Mid Atlantic Financial Management
Pennsylvania
$584K +$584K +4,595 New
FIM
940
Fernwood Investment Management
Massachusetts
$580K -$12.7K -100 -2%
AB
941
AT Bancorp
Iowa
$580K – – –
CFA
942
Carroll Financial Associates
North Carolina
$580K +$91.4K +714 +19%
AWA
943
ARS Wealth Advisors
Florida
$579K +$6.35K +50 +1%
JIP
944
Jaffetilchin Investment Partners
Florida
$573K +$573K +4,511 New
AF
945
Aldebaran Financial
$572K – – –
VFM
946
Viking Fund Management
North Dakota
$572K – – –
MOS
947
MGO One Seven
Ohio
$570K +$166K +1,309 +41%
TC
948
Trust Company
Kansas
$569K -$106K -834 -16%
PA
949
Parallel Advisors
California
$567K -$59K -465 -9%
SVWA
950
Sound View Wealth Advisors
Georgia
$567K +$567K +4,464 New
36 37
38
39 40