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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
926
MV Capital Management
Maryland
$274K -$16.4K -177 -6%
HSA
927
HBK Sorce Advisory
Pennsylvania
$274K -$836 -9 -0.3%
SBL
928
Sargent Bickham Lagudis
Colorado
$272K – – –
B
929
Bellecapital
Switzerland
$272K +$272K +2,928 New
BWM
930
BigSur Wealth Management
Florida
$270K +$270K +2,910 New
FMC
931
First Merchants Corp
Indiana
$268K +$268K +2,895 New
TFO
932
Tarbox Family Office
California
$267K – – –
CFA
933
Carroll Financial Associates
North Carolina
$266K – – –
PFP
934
Pinnacle Financial Partners
Tennessee
$265K -$87.2K -938 -25%
CAI
935
Capital Advisors Inc
Oklahoma
$265K -$21.3K -230 -7%
BHA
936
Beech Hill Advisors
New York
$263K -$282K -3,050 -52%
RMCM
937
Reynders McVeigh Capital Management
Massachusetts
$263K +$18.6K +200 +8%
WPA
938
Winning Points Advisors
Florida
$262K +$262K +2,830 New
KA
939
Kovack Advisors
Florida
$261K +$261K +2,819 New
AA
940
Ancora Advisors
Ohio
$258K +$258K +2,786 New
OCM
941
One Capital Management
California
$257K -$38.9K -420 -13%
WPC
942
Waters Parkerson & Co
Louisiana
$257K -$13.9K -150 -5%
WBG
943
Wharton Business Group
Pennsylvania
$256K -$21.8K -235 -8%
AP
944
Atwood & Palmer
Missouri
$255K – – –
MCM
945
Maryland Capital Management
Maryland
$254K – – –
DT
946
Diversified Trust
Tennessee
$253K +$28.4K +306 +13%
JFGIW
947
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$250K -$99.4K -1,073 -28%
BFIM
948
Beese Fulmer Investment Management
Ohio
$250K -$27.8K -300 -10%
NSB
949
Norway Savings Bank
Maine
$246K +$246K +2,655 New
Simplex Trading
950
Simplex Trading
Illinois
$246K +$246K +2,659 New
36 37
38
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