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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
WEC
926
Winslow Evans & Crocker
Massachusetts
$232K – – –
TF
927
Tompkins Financial
New York
$232K – – –
CCG
928
Cypress Capital Group
Florida
$231K -$47.5K -535 -17%
BONST
929
Bank of Nova Scotia Trust
Ontario, Canada
$231K +$231K +2,600 New
CCT
930
Chemung Canal Trust
New York
$231K +$231K +2,600 New
GXMC
931
Global X Management Company
New York
$230K +$183K +2,062 +388%
TNBTD
932
Trustmark National Bank Trust Department
Mississippi
$230K +$230K +2,600 New
SMH
933
Sanders Morris Harris
Texas
$229K +$229K +2,350 New
ZB
934
Zions Bancorporation
Utah
$228K -$1.49K -17 -0.7%
CCP
935
Corient Capital Partners
California
$228K +$228K +2,566 New
ECM
936
Estabrook Capital Management
New York
$226K – – –
AAM
937
Autus Asset Management
Arizona
$226K -$32K -360 -12%
CRC
938
Curi RMB Capital
Illinois
$226K +$226K +2,550 New
WA
939
Wealth Architects
California
$225K +$225K +2,545 New
BOTW
940
Bank of the West
California
$224K -$33K -370 -13%
CIC
941
Carnegie Investment Counsel
Ohio
$223K +$223K +2,550 New
CCM
942
Coldstream Capital Management
Washington
$222K +$222K +2,499 New
KJHP
943
K.J. Harrison & Partners
Ontario, Canada
$222K +$222K +2,500 New
BBNB
944
Baker Boyer National Bank
Washington
$222K +$222K +2,500 New
SYBT
945
Stock Yards Bank & Trust
Kentucky
$220K +$220K +2,470 New
RIM
946
Regent Investment Management
Kentucky
$220K +$220K +2,475 New
LWAC
947
Laurel Wealth Advisors (California)
California
$216K +$216K +2,435 New
TAM
948
Trillium Asset Management
Massachusetts
$216K +$216K +2,435 New
MCM
949
MAI Capital Management
Ohio
$216K +$216K +2,436 New
TCM
950
Traynor Capital Management
Pennsylvania
$215K -$27.4K -311 -11%
36 37
38
39 40