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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
FNBSF
926
First National Bank Sioux Falls
South Dakota
$249K – – –
AAMU
927
Amundi Asset Management US
Massachusetts
$249K +$2.96K +37 +1%
VIA
928
Vantage Investment Advisors
Pennsylvania
$249K +$132K +1,655 +113%
AP
929
Atwood & Palmer
Missouri
$248K -$31.4K -393 -11%
PCA
930
Peddock Capital Advisors
Massachusetts
$247K -$67.2K -840 -21%
HIC
931
Hartline Investment Corp
Illinois
$247K – – –
NPPM
932
North Point Portfolio Managers
Ohio
$246K – – –
DWT
933
Dorsey & Whitney Trust
South Dakota
$245K -$5.53K -69 -2%
SFT
934
Simmons First Trust
Arkansas
$244K -$1.12K -14 -0.5%
LFR
935
Lehman Financial Resources
Pennsylvania
$244K – – –
1832 Asset Management
936
1832 Asset Management
Ontario, Canada
$244K +$244K +3,048 New
WCM
937
Windsor Capital Management
Arizona
$243K +$243K +3,040 New
BCB
938
Brian C. Broderick
$242K – – –
AUB
939
Atlantic Union Bankshares
Virginia
$241K -$14K -175 -6%
HCM
940
Harvey Capital Management
Florida
$240K -$40K -500 -14%
ST
941
Sabal Trust
Florida
$240K -$9.04K -113 -4%
SOAMC
942
Spirit of America Management Corp
New York
$240K – – –
PFSC
943
Peoples Financial Services Corp
Pennsylvania
$240K +$24K +300 +11%
LCOV
944
London Company of Virginia
Virginia
$239K – – –
SHWM
945
Smith & Howard Wealth Management
Georgia
$239K +$239K +2,981 New
TB
946
Terril Brothers
Missouri
$238K – – –
ACA
947
Anchor Capital Advisors
Massachusetts
$238K – – –
CCT
948
Country Club Trust
Missouri
$237K -$20K -250 -8%
ACM
949
Apex Capital Management
Ohio
$237K +$3.05K +38 +1%
CC
950
Courier Capital
New York
$236K – – –
36 37
38
39 40