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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
Acadian Asset Management
901
Acadian Asset Management
Massachusetts
$2.28M -$8.66M -29,330 -79%
DT
902
Diversified Trust
Tennessee
$2.27M -$513K -1,734 -18%
JCFM
903
JBR Co Financial Management
Oklahoma
$2.25M +$2.25M +7,622 New
SRA
904
Secured Retirement Advisors
Minnesota
$2.25M +$2.25M +7,609 New
EB
905
Exchange Bank
California
$2.24M -$14.5K -49 -0.6%
SSW
906
Stone Summit Wealth
Florida
$2.24M -$20.7K -70 -0.9%
PIM
907
Penobscot Investment Management
Massachusetts
$2.23M +$355K +1,200 +19%
VCA
908
Verdence Capital Advisors
Maryland
$2.23M -$45.5K -154 -2%
DSN
909
D. Scott Neal
Kentucky
$2.23M – – –
CT
910
Columbia Trust
Oregon
$2.23M +$83.7K +283 +4%
RWM
911
Ritholtz Wealth Management
New York
$2.23M +$41.1K +139 +2%
AB
912
Atlas Brown
Kentucky
$2.23M -$10.3K -35 -0.5%
Focus Partners Wealth
913
Focus Partners Wealth
Massachusetts
$2.21M +$2.21M +7,478 New
SIP
914
Stoneridge Investment Partners
Pennsylvania
$2.21M -$3.84K -13 -0.2%
WHG
915
Westwood Holdings Group
Texas
$2.2M – – –
LRPA
916
L. Roy Papp & Associates
Arizona
$2.2M – – –
CT
917
Cambridge Trust
Massachusetts
$2.2M +$887 +3 +0%
TI
918
Truepoint Inc
Ohio
$2.19M -$187K -632 -8%
FWM
919
Focused Wealth Management
New York
$2.19M +$296 +1 +0%
SIG
920
Sargent Investment Group
Maryland
$2.19M +$273K +923 +14%
QI
921
Qtron Investments
Massachusetts
$2.18M -$76.9K -260 -3%
Marshall Wace
922
Marshall Wace
United Kingdom
$2.16M +$1.18M +3,993 +121%
AI
923
AXS Investments
New York
$2.15M +$247K +835 +13%
FPCP
924
Fort Point Capital Partners
California
$2.14M +$106K +359 +5%
BA
925
BCM Advisors
Louisiana
$2.13M – – –
35 36
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