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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
HA
901
Harfst & Associates
Wyoming
$1.28M +$64.9K +338 +5%
FA
902
FMA Advisory
Pennsylvania
$1.28M -$140K -730 -10%
GVAG
903
Great Valley Advisor Group
Delaware
$1.28M -$1.73M -9,012 -58%
PA
904
Parallel Advisors
California
$1.28M +$17.3K +90 +1%
LB
905
Legacy Bridge
Iowa
$1.27M +$23.4K +122 +2%
FBC
906
Fairfield, Bush & Co
Connecticut
$1.27M +$115K +600 +10%
FMLI
907
Fukoku Mutual Life Insurance
Japan
$1.27M +$545K +2,840 +75%
WAM
908
Weatherly Asset Management
California
$1.27M +$177K +922 +16%
HKAM
909
Horizon Kinetics Asset Management
New York
$1.27M -$65.3K -340 -5%
TIA
910
Tiemann Investment Advisors
California
$1.26M -$2.88K -15 -0.2%
TWI
911
Thomas White International
Illinois
$1.26M – – –
PAM
912
Private Asset Management
California
$1.25M +$236K +1,230 +23%
PA
913
Procyon Advisors
Connecticut
$1.25M +$41.3K +215 +3%
SAM
914
Sequent Asset Management
Texas
$1.25M -$11.1K -58 -0.9%
FSA
915
Franklin Street Advisors
North Carolina
$1.25M – – –
CFGS
916
Concourse Financial Group Securities
Alabama
$1.24M -$119K -619 -9%
CAAS
917
Capital Asset Advisory Services
Michigan
$1.24M -$63.3K -330 -5%
FPCP
918
Fort Point Capital Partners
California
$1.23M +$484K +2,522 +65%
VBCG
919
Valley Brook Capital Group
Pennsylvania
$1.23M -$9.59K -50 -0.8%
BAM
920
Belpointe Asset Management
Nevada
$1.22M +$199K +1,038 +20%
MWM
921
Mattern Wealth Management
Kansas
$1.22M +$1.15K +6 +0.1%
CFA
922
Cahill Financial Advisors
Minnesota
$1.21M +$5.57K +29 +0.5%
DAM
923
Deltec Asset Management
New York
$1.21M +$1.21M +6,300 New
S
924
SimplyRich
California
$1.19M -$64.5K -336 -5%
TSW
925
Thompson Siegel & Walmsley
Virginia
$1.19M – – –
35 36
37
38 39