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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
WFM
901
Wolff Financial Management
Michigan
$807K -$5.67K -38 -0.7%
GVAG
902
Great Valley Advisor Group
Delaware
$806K -$17.6K -118 -2%
BCM
903
Bayesian Capital Management
New York
$805K +$805K +5,400 New
FCIM
904
Fairview Capital Investment Management
California
$804K – – –
PA
905
Procyon Advisors
Connecticut
$803K +$9.69K +65 +1%
SFG
906
SevenBridge Financial Group
Pennsylvania
$802K -$66.1K -443 -8%
IP
907
Investment Partners
Ohio
$793K -$271K -1,819 -25%
MJP
908
Michael J. Puzo
$790K -$89.4K -600 -10%
TWP
909
Tempus Wealth Planning
California
$790K – – –
AWM
910
Altium Wealth Management
New York
$787K +$19.5K +131 +3%
BIM
911
Bridges Investment Management
Nebraska
$786K – – –
LWP
912
Legacy Wealth Partners
California
$783K +$783K +5,253 New
IFWM
913
Institute for Wealth Management
Colorado
$781K -$181K -1,216 -19%
NA
914
Navellier & Associates
Nevada
$776K +$14.9K +100 +2%
EB
915
Eastern Bank
Massachusetts
$771K +$54.8K +367 +8%
AIP
916
Almanack Investment Partners
Pennsylvania
$770K +$770K +4,443 New
VWA
917
Visionary Wealth Advisors
Illinois
$769K +$91.4K +613 +13%
NQWM
918
Northwest Quadrant Wealth Management
Oregon
$764K +$4.71K +32 +0.6%
KWM
919
Kingsview Wealth Management
Oregon
$763K -$143K -958 -16%
ATC
920
Argent Trust Co
Tennessee
$758K -$69.6K -467 -8%
FHB
921
First Hawaiian Bank
Hawaii
$758K +$436K +2,925 +136%
FANJ
922
Financial Architects (New Jersey)
New Jersey
$757K +$20.1K +135 +3%
SCM
923
Schnieders Capital Management
California
$756K +$14.9K +100 +2%
TNBTD
924
Trustmark National Bank Trust Department
Mississippi
$755K -$21.6K -145 -3%
RWA
925
River Wealth Advisors
Pennsylvania
$752K -$597 -4 -0.1%
35 36
37
38 39