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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
WWM
901
Windsor Wealth Management
Indiana
$515K -$46.4K -400 -8%
BFM
902
Boston Financial Management
Massachusetts
$513K -$18K -155 -3%
MCM
903
MAI Capital Management
Ohio
$511K +$90.5K +780 +22%
HA
904
Harfst & Associates
Wyoming
$511K +$324K +2,797 +173%
TPCW
905
TD Private Client Wealth
New York
$509K +$53.5K +461 +12%
MCM
906
Manchester Capital Management
Vermont
$506K – – –
HVIA
907
Hudson Valley Investment Advisors
New York
$505K -$1.16K -10 -0.2%
LB
908
Legacy Bridge
Iowa
$504K -$83.4K -718 -14%
SIA
909
Sit Investment Associates
Minnesota
$504K – – –
BHBT
910
Burke & Herbert Bank & Trust
Virginia
$504K +$29.1K +251 +6%
LF
911
Lantz Financial
Illinois
$503K -$12.6K -109 -2%
CFS
912
CRA Financial Services
New Jersey
$495K +$7.2K +62 +1%
TAM
913
Taurus Asset Management
New York
$492K – – –
DSC
914
Duncker Streett & Co
Missouri
$490K – – –
FPCP
915
Fort Point Capital Partners
California
$486K -$19.2K -165 -4%
CCFCSB
916
Cape Cod Five Cents Savings Bank
Massachusetts
$485K -$18.5K -160 -4%
APA
917
American Portfolios Advisors
New York
$484K -$223K -1,923 -32%
IGGA
918
Iron Gate Global Advisors
Utah
$482K -$93.7K -814 -16%
HA
919
HYA Advisors
Missouri
$482K -$17.2K -148 -3%
CC
920
Chicago Capital
Illinois
$481K -$42.4K -365 -8%
CS
921
Comerica Securities
Michigan
$481K -$18.2K -157 -4%
OWIM
922
Old West Investment Management
California
$480K – – –
SWA
923
Sutton Wealth Advisors
Florida
$480K +$2.21K +19 +0.5%
TFS
924
Thoroughbred Financial Services
Tennessee
$478K -$13.5K -116 -3%
BCP
925
Berkeley Capital Partners
Georgia
$478K +$478K +4,121 New
35 36
37
38 39