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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
SCP
901
Sandhill Capital Partners
New York
$710K -$30.8K -206 -4%
ANB
902
Amarillo National Bank
Texas
$704K
CI
903
Capital Innovations
Wisconsin
$704K
SMC
904
Smith, Moore & Co
Missouri
$696K +$12.6K +84 +2%
RIL
905
Rothschild Investment LLC
Illinois
$696K +$14.9K +100 +2%
RWA
906
River Wealth Advisors
Pennsylvania
$694K -$26.9K -180 -3%
AF
907
Arrow Financial
New York
$694K +$239K +1,600 +45%
KA
908
Kovack Advisors
Florida
$691K -$466K -3,116 -38%
IGGA
909
Iron Gate Global Advisors
Utah
$691K +$299 +2 +0%
MGIA
910
Moneta Group Investment Advisors
Missouri
$685K +$363K +2,427 +92%
BFO
911
Biltmore Family Office
North Carolina
$678K -$149K -1,000 -17%
BAM
912
Barrett Asset Management
New York
$678K
KC
913
KHP Capital
Oklahoma
$678K
CC
914
Courier Capital
New York
$677K +$55.4K +371 +8%
GBBWRPM
915
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$674K
MA
916
Mutual Advisors
Nebraska
$673K -$38.8K -260 -5%
FDS
917
First Dallas Securities
Texas
$672K -$79.9K -535 -10%
IB
918
Intrust Bank
Kansas
$667K -$33.2K -222 -4%
CCFCSB
919
Cape Cod Five Cents Savings Bank
Massachusetts
$661K +$4.33K +29 +0.6%
CCA
920
Cobblestone Capital Advisors
New York
$659K +$1.05K +7 +0.1%
HWA
921
HCR Wealth Advisors
California
$656K +$30K +201 +4%
UR
922
USCA RIA
Texas
$655K -$112K -751 -13%
MBT
923
Montecito Bank & Trust
California
$653K -$59.9K -401 -8%
CAG
924
Crestwood Advisors Group
Massachusetts
$650K -$76.1K -509 -10%
CC
925
Cedar Capital
Illinois
$650K +$166K +1,108 +30%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.