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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIP
876
Stoneridge Investment Partners
Pennsylvania
$1.34M -$38.4K -200 -3%
VAS
877
Vestmark Advisory Solutions
Massachusetts
$1.34M +$13.6K +71 +1%
EF
878
Empirical Finance
Pennsylvania
$1.33M +$77.3K +403 +6%
DMBA
879
Deseret Mutual Benefit Administrators
Utah
$1.33M +$738K +3,841 +124%
ECM
880
ExodusPoint Capital Management
New York
$1.32M -$8.92M -46,507 -87%
MAM
881
Meeder Asset Management
Ohio
$1.32M -$2.87M -14,967 -68%
CT
882
Coastline Trust
Rhode Island
$1.32M -$960 -5 -0.1%
ANB
883
Amarillo National Bank
Texas
$1.31M -$63.3K -330 -5%
EH
884
Equitable Holdings
New York
$1.31M +$89.6K +467 +7%
MPI
885
Mairs & Power Inc
Minnesota
$1.31M -$28.8K -150 -2%
FDS
886
First Dallas Securities
Texas
$1.31M +$60.5K +315 +5%
FPCG
887
Fort Pitt Capital Group
Pennsylvania
$1.31M -$179K -932 -12%
AAM
888
AR Asset Management
California
$1.31M -$20.2K -105 -2%
SCA
889
STALEY CAPITAL ADVISERS
Pennsylvania
$1.31M – – –
DLA
890
Douglas Lane & Associates
New York
$1.31M – – –
HCM
891
Hilton Capital Management
New York
$1.3M -$179K -931 -12%
HIM
892
HawsGoodwin Investment Management
Tennessee
$1.3M -$15.7K -82 -1%
VIA
893
Vident Investment Advisory
Georgia
$1.3M +$409K +2,128 +46%
DAM
894
Diamant Asset Management
Connecticut
$1.3M +$1.3M +6,755 New
SMC
895
Smith, Moore & Co
Missouri
$1.3M +$193K +1,003 +17%
CPIA
896
Cornell Pochily Investment Advisors
New York
$1.29M -$19K -99 -1%
WHG
897
Westwood Holdings Group
Texas
$1.29M -$95.2K -496 -7%
DWA
898
Delos Wealth Advisors
Texas
$1.29M +$412K +2,148 +47%
CT
899
Clearstead Trust
Maine
$1.29M +$434K +2,262 +51%
ESB
900
Essex Savings Bank
Connecticut
$1.28M +$21.9K +104 +2%
34 35
36
37 38