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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
WSCM
876
Wellington Shields Capital Management
New York
$306K – – –
BLAM
877
Bourne Lent Asset Management
New York
$306K – – –
TNB
878
Thomasville National Bank
Georgia
$303K +$303K +3,269 New
KFS
879
Kurt F. Somerville
$301K -$185K -2,000 -38%
TCOT
880
Trust Company of Toledo
Ohio
$300K – – –
CC
881
Courier Capital
New York
$299K +$23.3K +251 +8%
CTA
882
Chesley Taft & Associates
Illinois
$297K -$9.28K -100 -3%
BCM
883
Bienville Capital Management
New York
$297K – – –
CWM
884
Concentric Wealth Management
California
$297K – – –
FPF
885
FNY Partners Fund
New York
$296K +$196K +2,120 +196%
Cerity Partners
886
Cerity Partners
New York
$296K +$296K +3,189 New
P
887
Pitcairn
Pennsylvania
$295K -$3.89K -42 -1%
LC
888
LCNB Corp
Ohio
$294K -$73.5K -792 -20%
FWP
889
FAS Wealth Partners
Kansas
$294K -$2.87K -31 -1%
FAN
890
Financial Advisors Network
California
$293K -$29.9K -295 -9%
WAM
891
Winslow Asset Management
Ohio
$292K – – –
TTWM
892
TCV Trust & Wealth Management
Virginia
$292K +$292K +3,150 New
CCG
893
Cypress Capital Group
Florida
$289K +$2.33K +25 +0.8%
IH
894
IFC Holdings
Florida
$288K +$44.9K +482 +18%
B
895
Bellecapital
Switzerland
$287K +$15.3K +165 +6%
FIM
896
Freedom Investment Management
Connecticut
$286K -$185K -1,990 -39%
SBL
897
Sargent Bickham Lagudis
Colorado
$286K +$14K +151 +5%
NPPM
898
North Point Portfolio Managers
Ohio
$285K – – –
SGAM
899
Steinberg Global Asset Management
Florida
$281K – – –
BCB
900
Brian C. Broderick
$281K – – –
34 35
36
37 38