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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
876
Sit Investment Associates
Minnesota
$315K – – –
MWM
877
Mascoma Wealth Management
New Hampshire
$315K +$315K +3,400 New
BHIA
878
Birch Hill Investment Advisors
Massachusetts
$313K – – –
FAN
879
Financial Advisors Network
California
$313K +$313K +3,184 New
BRM
880
Boston Research & Management
Massachusetts
$309K – – –
VNA
881
Valley National Advisers
Pennsylvania
$309K +$93 +1 +0%
CAG
882
Crestwood Advisors Group
Massachusetts
$308K -$5.1K -55 -2%
Carson Wealth (CWM LLC)
883
Carson Wealth (CWM LLC)
Nebraska
$308K +$50.3K +542 +20%
FCFS
884
First Command Financial Services
Texas
$308K +$308K +3,327 New
FCB
885
First Command Bank
Texas
$308K +$308K +3,327 New
WSCM
886
Wellington Shields Capital Management
New York
$306K -$284K -3,060 -48%
BLAM
887
Bourne Lent Asset Management
New York
$306K – – –
CTA
888
Chesley Taft & Associates
Illinois
$306K – – –
DIA
889
Davidson Investment Advisors
Montana
$306K +$9.27K +100 +3%
ZCA
890
Zeke Capital Advisors
Pennsylvania
$306K +$306K +3,297 New
BO
891
Bank OZK
Arkansas
$303K +$3.25K +35 +1%
IIC
892
Ironwood Investment Counsel
Arizona
$302K -$10.1K -109 -3%
STMM
893
South Texas Money Management
Texas
$302K +$302K +3,253 New
P
894
Pitcairn
Pennsylvania
$300K -$7.71K -83 -3%
TCOT
895
Trust Company of Toledo
Ohio
$300K +$9.29K +100 +3%
RI
896
Ridgewood Investments
New Jersey
$300K +$300K +3,244 New
BCM
897
Bienville Capital Management
New York
$297K – – –
CWM
898
Concentric Wealth Management
California
$297K +$297K +3,200 New
FWP
899
FAS Wealth Partners
Kansas
$297K +$297K +3,202 New
AMM
900
American Money Management
California
$295K -$61.8K -666 -17%
34 35
36
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