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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
GIS
876
Guardian Investor Services
New York
$516K -$17.6K -162 -3%
QBFM
877
QS Batterymarch Financial Management
New York
$515K -$1.34M -12,296 -72%
BTW
878
Boston Trust Walden
Massachusetts
$514K -$10.9K -100 -2%
BP
879
Ballentine Partners
Massachusetts
$514K +$17.7K +163 +4%
AAC
880
Asset Advisors Corp
Georgia
$511K -$435K -4,000 -46%
GAM
881
Garrison Asset Management
Arkansas
$510K -$111K -1,019 -18%
OSNBOA
882
Old Second National Bank of Aurora
Illinois
$509K -$187K -1,721 -27%
VF
883
Virtu Financial
New York
$505K +$39.5K +364 +8%
RIA
884
Regal Investment Advisors
Michigan
$500K -$106K -976 -17%
JFGIW
885
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$489K -$43.5K -400 -8%
FHA
886
First Horizon Advisors
Tennessee
$488K -$1.2M -11,172 -71%
CAG
887
Crestwood Advisors Group
Massachusetts
$486K -$121K -1,111 -20%
RPGK
888
Retirement Planning Group (Kansas)
Kansas
$480K +$435 +4 +0.1%
PVWM
889
Point View Wealth Management
New Jersey
$476K – – –
TAM
890
Taurus Asset Management
New York
$475K -$228K -2,100 -32%
JIM
891
Jensen Investment Management
Oregon
$474K -$117K -1,080 -20%
CL
892
Choreo LLC
Illinois
$473K -$68.7K -632 -13%
WFG
893
Wills Financial Group
Virginia
$472K +$55.4K +510 +13%
HCM
894
Horrell Capital Management
Arkansas
$468K -$1.09K -10 -0.2%
ITIM
895
Indiana Trust & Investment Management
Indiana
$467K -$40.8K -375 -8%
VWM
896
Vector Wealth Management
Minnesota
$466K +$3.8K +35 +0.8%
BRWM
897
B. Riley Wealth Management
Tennessee
$459K +$25.4K +234 +6%
SAM
898
SignalPoint Asset Management
Missouri
$452K -$89.6K -824 -17%
CCM
899
Catawba Capital Management
Virginia
$450K – – –
HCC
900
Hirtle Callaghan & Co
Pennsylvania
$438K +$761 +7 +0.2%
34 35
36
37 38