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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
FBC
851
Fairfield, Bush & Co
Connecticut
$762K – – –
LOAME
852
Lombard Odier Asset Management (Europe)
United Kingdom
$758K – – –
PL
853
Plancorp LLC
Missouri
$758K +$3.94K +31 +0.5%
CCG
854
Cypress Capital Group
Florida
$756K +$3.05K +24 +0.4%
WC
855
Woodstock Corp
Massachusetts
$755K -$85.8K -675 -10%
GPA
856
Garrison Point Advisors
California
$755K +$755K +5,940 New
TMAM
857
Tokio Marine Asset Management
Japan
$750K +$538K +4,236 +254%
CCT
858
Country Club Trust
Missouri
$748K -$89.5K -705 -11%
ACPU
859
Arrowgrass Capital Partners (US)
Delaware
$745K -$11.5M -90,192 -94%
HSA
860
HBK Sorce Advisory
Pennsylvania
$740K -$56.1K -441 -7%
SCM
861
SOL Capital Management
Maryland
$739K +$54K +425 +8%
ESB
862
Essex Savings Bank
Connecticut
$731K +$731K +5,752 New
CC
863
Courier Capital
New York
$727K -$9.4K -74 -1%
NQWM
864
Northwest Quadrant Wealth Management
Oregon
$720K +$3.61K +29 +0.5%
ACM
865
AlphaStar Capital Management
North Carolina
$719K +$43K +338 +6%
EGA
866
E&G Advisors
Texas
$712K +$102K +800 +17%
PFP
867
Pinnacle Financial Partners
Tennessee
$711K -$117K -917 -14%
VST
868
Van Strum & Towne
California
$710K +$35K +275 +5%
RIM
869
Rampart Investment Management
Connecticut
$709K -$4.75M -37,429 -87%
FCIM
870
Fairview Capital Investment Management
California
$706K -$10.2K -80 -1%
ATC
871
Argent Trust Co
Tennessee
$704K +$47.8K +376 +7%
KA
872
Kovack Advisors
Florida
$704K +$163K +1,283 +30%
NL
873
NVWM LLC
Pennsylvania
$703K -$4.96K -39 -0.7%
SCM
874
Schnieders Capital Management
California
$703K +$7.62K +60 +1%
WWM
875
Western Wealth Management
Colorado
$702K +$702K +5,506 New
33 34
35
36 37