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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIAS
851
Capital Investment Advisory Services
North Carolina
$338K +$9.37K +101 +3%
ClearBridge Investments
852
ClearBridge Investments
New York
$337K +$927 +10 +0.3%
ANB
853
Amarillo National Bank
Texas
$336K – – –
MBT
854
Montecito Bank & Trust
California
$334K -$30.3K -327 -8%
TSWM
855
Triangle Securities Wealth Management
North Carolina
$330K -$236K -2,545 -42%
WDA
856
Wendell David Associates
New Hampshire
$330K -$13.9K -150 -4%
PL
857
Perpetual Ltd
Australia
$329K +$329K +3,437 New
CAG
858
Crestwood Advisors Group
Massachusetts
$327K -$10.1K -100 -3%
SPC
859
Stewart & Patten Company
California
$321K -$41.8K -450 -12%
TWM
860
Torch Wealth Management
Ohio
$319K -$102K -1,098 -24%
PAM
861
Premier Asset Management
Illinois
$318K – – –
IIC
862
Ironwood Investment Counsel
Arizona
$316K +$14.7K +159 +5%
PFP
863
Pinnacle Financial Partners
Tennessee
$316K +$51.2K +551 +19%
Acadian Asset Management
864
Acadian Asset Management
Massachusetts
$315K -$127K -1,366 -29%
SAM
865
Strategy Asset Managers
California
$315K -$23.2K -250 -7%
BIM
866
Bridges Investment Management
Nebraska
$315K – – –
MWM
867
Mascoma Wealth Management
New Hampshire
$315K – – –
SIA
868
Sit Investment Associates
Minnesota
$315K – – –
DIA
869
Davidson Investment Advisors
Montana
$315K +$9.27K +100 +3%
ST
870
Sabal Trust
Florida
$315K +$37.1K +400 +13%
TNBTD
871
Trustmark National Bank Trust Department
Mississippi
$315K +$74.1K +800 +31%
CS
872
Comerica Securities
Michigan
$310K -$27K -291 -8%
BRM
873
Boston Research & Management
Massachusetts
$309K – – –
AWA
874
ARS Wealth Advisors
Florida
$308K +$308K +3,325 New
FNB
875
Farmers National Bank
Kentucky
$307K +$2.22K +25 +0.7%
33 34
35
36 37