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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
ASC
851
Atalanta Sosnoff Capital
New York
$357K -$4.73K -51 -1%
AT
852
Argent Trust
Texas
$356K -$238K -2,569 -40%
VC
853
Vicus Capital
Pennsylvania
$355K -$51.2K -551 -13%
VWM
854
Vector Wealth Management
Minnesota
$354K +$3.15K +34 +0.9%
SAM
855
Strategy Asset Managers
California
$353K – – –
PAM
856
PT Asset Management
Illinois
$352K +$352K +3,800 New
HS
857
Huntington Steele
Pennsylvania
$351K +$351K +3,789 New
KFA
858
Kelleher Financial Advisors
New York
$344K – – –
B
859
Bailard
California
$343K -$13.9K -150 -4%
WDA
860
Wendell David Associates
New Hampshire
$343K – – –
NB
861
Nicolet Bankshares
Wisconsin
$341K +$20K +216 +6%
Fisher Asset Management
862
Fisher Asset Management
Washington
$337K -$109K -1,172 -24%
CS
863
Comerica Securities
Michigan
$337K +$337K +3,632 New
ANB
864
Amarillo National Bank
Texas
$336K -$9.28K -100 -3%
ClearBridge Investments
865
ClearBridge Investments
New York
$336K +$61.6K +665 +22%
BFG
866
Beacon Financial Group
Texas
$336K +$336K +3,629 New
CP
867
Camelot Portfolios
Ohio
$333K -$9.27K -100 -3%
AP
868
Appleton Partners
Massachusetts
$333K – – –
Verition Fund Management
869
Verition Fund Management
Connecticut
$331K +$331K +3,566 New
CIAS
870
Capital Investment Advisory Services
North Carolina
$329K +$329K +3,543 New
ECM
871
Elgethun Capital Management
South Dakota
$323K +$323K +3,479 New
SAM
872
SignalPoint Asset Management
Missouri
$318K -$206K -2,218 -39%
FNB
873
Farmers National Bank
Kentucky
$318K -$2.32K -25 -0.7%
PAM
874
Premier Asset Management
Illinois
$317K – – –
BIM
875
Bridges Investment Management
Nebraska
$315K -$11.3K -122 -3%
33 34
35
36 37