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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
PL
851
Perpetual Ltd
Australia
$253K -$133K -1,737 -31%
IC
852
IKOS CIF
Cyprus
$252K +$246K +3,218 +460%
CIA
853
Choate Investment Advisors
Massachusetts
$252K -$76.5K -1,000 -21%
HTC
854
Haverford Trust Company
Pennsylvania
$248K +$291K +3,800 New
EWA
855
EP Wealth Advisors
California
$246K -$55.4K -724 -16%
BTNA
856
Bremer Trust National Association
Minnesota
$246K -$42.1K -550 -13%
RCAG
857
Rehmann Capital Advisory Group
Michigan
$244K +$7.5K +98 +3%
AIM
858
Aspen Investment Management
Michigan
$243K +$765 +10 +0.3%
FG
859
Fiduciary Group
Georgia
$243K +$1.53K +20 +0.5%
BL
860
Bolton LP
Connecticut
$242K +$283K +3,700 New
SAM
861
Strategy Asset Managers
California
$239K
VCM
862
Violich Capital Management
California
$237K -$119K -1,550 -30%
PAM
863
Private Asset Management
California
$237K
First Manhattan
864
First Manhattan
New York
$235K +$382 +5 +0.1%
HCM
865
Hodges Capital Management
Texas
$235K +$275K +3,600 New
GLI
866
Guardian Life Insurance
New York
$230K +$66.7K +872 +33%
FMBTD
867
First Midwest Bank Trust Division
Illinois
$229K -$93.3K -1,220 -26%
AI
868
Atria Investments
North Carolina
$229K -$43.4K -568 -14%
WSC
869
Wellington Shields & Co
New York
$229K
SSG
870
Summit Securities Group
New York
$229K +$268K +3,500 New
SYBT
871
Stock Yards Bank & Trust
Kentucky
$228K -$94.2K -1,231 -26%
VNA
872
Valley National Advisers
Pennsylvania
$228K
PFSC
873
Peoples Financial Services Corp
Pennsylvania
$228K +$22.9K +300 +9%
PSI
874
Pinnacle Summer Investments
Virginia
$227K +$167K +2,182 +166%
CAG
875
Crestwood Advisors Group
Massachusetts
$226K

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.