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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFM
851
Systematic Financial Management
New Jersey
$494K -$9.97K -109 -2%
OCM
852
One Capital Management
California
$491K +$30.7K +335 +7%
SCA
853
Sippican Capital Advisors
Massachusetts
$490K +$4.58K +50 +0.9%
FNB
854
First Niagara Bank
New York
$486K +$1.93K +21 +0.4%
ST
855
Smithfield Trust
Pennsylvania
$483K – – –
KFS
856
Kurt F. Somerville
$481K -$13.7K -150 -3%
TSS
857
Two Sigma Securities
New York
$479K +$479K +5,236 New
PAM
858
Private Asset Management
California
$474K – – –
SYBT
859
Stock Yards Bank & Trust
Kentucky
$474K +$5.12K +56 +1%
GAM
860
Garrison Asset Management
Arkansas
$464K – – –
KB
861
Kimelman & Baird
New York
$462K – – –
AB
862
Atlas Brown
Kentucky
$462K +$22.2K +242 +5%
AB
863
AT Bancorp
Iowa
$461K -$22.9K -250 -5%
SAM
864
SignalPoint Asset Management
Missouri
$461K +$66.9K +731 +17%
B
865
BancorpSouth
Mississippi
$458K – – –
KIC
866
Keating Investment Counselors
Florida
$458K – – –
SDJVC
867
St. Denis J. Villere & Co
Louisiana
$458K – – –
JIM
868
Jensen Investment Management
Oregon
$454K +$29.3K +320 +7%
TI
869
Telemetry Investments
New York
$454K +$454K +4,960 New
BWFM
870
Bridgewater Wealth & Financial Management
Maryland
$454K +$454K +4,960 New
BB
871
Bell Bank
North Dakota
$453K -$12.4K -135 -3%
NAM
872
North American Management
Massachusetts
$451K -$197K -2,151 -30%
CTA
873
Colonial Trust Advisors
South Carolina
$451K -$190K -2,075 -30%
SLG
874
Stanley-Laman Group
Pennsylvania
$451K -$63.5K -693 -12%
SG
875
Somerset Group
Minnesota
$447K – – –
33 34
35
36 37