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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCG
851
Cypress Capital Group
Florida
$482K – – –
ST
852
Smithfield Trust
Pennsylvania
$479K +$17.9K +197 +4%
PCM
853
Prelude Capital Management
New York
$479K +$479K +5,271 New
NERM
854
New England Research & Management
Illinois
$475K +$475K +5,235 New
AB
855
AT Bancorp
Iowa
$473K +$473K +5,208 New
Envestnet Asset Management
856
Envestnet Asset Management
Illinois
$465K -$23.7K -261 -5%
CWA
857
Constellation Wealth Advisors
New York
$464K -$7.81K -86 -2%
GIS
858
Guardian Investor Services
New York
$463K -$15.3K -169 -3%
Verition Fund Management
859
Verition Fund Management
Connecticut
$463K +$463K +5,104 New
PL
860
Perpetual Ltd
Australia
$455K +$224K +2,468 +97%
B
861
BancorpSouth
Mississippi
$454K – – –
KIC
862
Keating Investment Counselors
Florida
$454K – – –
PVH
863
Psagot Value Holdings
Israel
$454K +$454K +5,000 +500,000%
PAM
864
Private Asset Management
California
$452K -$11.6K -128 -3%
JCM
865
Janney Capital Management
Pennsylvania
$452K +$221K +2,431 +96%
MCM
866
McKinley Capital Management
Alaska
$449K +$449K +4,940 New
SIG
867
Schooner Investment Group
Pennsylvania
$449K +$449K +5,000 New
SG
868
Somerset Group
Minnesota
$448K – – –
SYBT
869
Stock Yards Bank & Trust
Kentucky
$447K +$38.6K +425 +9%
RT
870
Reliance Trust
Georgia
$446K -$15.9K -175 -3%
FMC
871
First Merchants Corp
Indiana
$444K +$19.5K +215 +5%
RCAG
872
Rehmann Capital Advisory Group
Michigan
$441K -$158K -1,737 -26%
HI
873
Hudock Inc
Pennsylvania
$439K +$4.72K +52 +1%
TH
874
Timber Hill
Connecticut
$439K +$439K +4,835 New
RIA
875
Regal Investment Advisors
Michigan
$434K -$136K -1,498 -24%
33 34
35
36 37